|
|
|
 |
 |
Industry Insight from Fred Barstein
The Confusion with Advisor
Pricing within DC Plans
 |
|
IT SEEMS LIKE the
main topic of discussion these days is about fees in what
has become a deflationary DC market for both providers and
advisors.
Much of the proposed
legislation and regulation is focused on fees and
transparency as well as providing advice to participants.
While we expect DC advisors to
affect participant outcomes, it...
Read More
|
|
|
|
|
 |
| |
|
|
|
|
|
Roth Conversions and Their Tax Consequences
by John Carl, President,
Retirement Learning Center
 |
|
WITH THE UPCOMING 2010 law changes that
will liberalize conversions to Roth IRAs, our ERISA
consultants on the Columbia Management Resource Desk have
been answering an increasing number of calls from financial
advisors who have specific questions about Roth IRA
conversions and the tax implications for their clients...
Read More
|
|
|
|
| |
|
|
|
|
|
Upcoming Event
Fifth Annual DCP Institute
|
|
|
AS THE
RESPONSIBILITY for retirement security shifts from
government and corporations into the era of “personal
responsibility”, experienced and trained advisors are
increasingly becoming the key lynchpins in retirement
success for millions of Americans.
Successful
advisors that minimize corporate costs, work, and liability
and have...
Read More
|
|
|
|
| |
|
|
|
|
|
From
Last Week's Exchange
September Opportunity
Index Good for Experienced Advisors
|
|
|
AS CHARLES DICKENS once penned, “It was the
best of times, it was the worst of times…it was the spring
of hope, it was the winter of despair.”
Coming into the start of the selling season, the
September 2009 401kExchange
Opportunity
Index¹ for record keepers declined to its lowest level
of the year dipping below 2% for all markets...
Read More
|
|
|
|
| |
|
|
|
|
|
The 401kWire to Name the
Most Influential Advisors in Defined
Contribution
|
|
|
CURRENTLY, IDENTIFYING THE top Defined
Contribution advisors is more of an art than a science.
Various constituents including record keepers, broker
dealers, investment only providers (IO’s), TPA’s, and even
database/media companies have their own lists, but
none can...
Read More
|
|
|
|
| |
|
|
|
|
|
Prospect Pipeline APPOINTMENTS
Over $65 Million in 401(k) Set
Appointments Available!
Appointments are currently available for
sale with Plan Sponsors who want to meet
face to face on a specific date and
time. All appointments listed in the
Weekly Exchange are subject to, but not
limited to assignment, rescheduling or
cancellation. These appointments are
listed and available on a
first-come-first-serve basis. These
Leads are exclusive to one advisor for
one full year. For more information,
contact your Account Executive at
1-877-777-401k (4015) or contact Melissa
Nixon, ext. 3308 or
mnixon@401kexchange.com.
|
Lead #
|
Area Code
|
State
|
Assets
|
Appt. Date
|
Appt Time
|
|
1 |
907 |
AK |
$2,000,000 |
10/22/09 |
10:00am |
|
2 |
623 |
AZ |
$1,800,000 |
11/3/09 |
1:00pm |
|
3 |
386 |
FL |
$1,500,000 |
11/3/09 |
9:00am |
|
4 |
772 |
FL |
$600,000 |
11/25/09 |
9:30am |
|
5 |
706 |
GA |
$210,000 |
10/15/09 |
2:00pm |
|
6 |
260 |
IN |
$1,000,000 |
11/12/09 |
10:00am |
|
7 |
785 |
KS |
$300,000 |
10/16/09 |
2:00pm |
|
8 |
913 |
KS |
$500,000 |
10/21/09 |
2:00pm |
|
9 |
859 |
KY |
$300,000 |
10/15/09 |
10:00am |
|
10 |
225 |
LA |
* |
10/30/09 |
2:00pm |
|
11 |
207 |
ME |
$1,000,000 |
10/20/09 |
10:00am |
|
12 |
207 |
ME |
$1,500,000 |
10/21/09 |
10:00am |
|
13 |
207 |
ME |
$970,000 |
10/27/09 |
10:00am |
|
14 |
989 |
MI |
$500,000 |
10/15/09 |
10:00am |
|
15 |
269 |
MI |
* |
10/21/09 |
9:00am |
|
16 |
740 |
MI |
* |
10/28/09 |
10:00am |
|
17 |
616 |
MI |
$2,900,000 |
11/4/09 |
10:30am |
|
18 |
320 |
MN |
$500,000 |
10/30/09 |
9:00am |
|
19 |
573 |
MO |
$800,000 |
10/16/09 |
10:00am |
|
20 |
314 |
MO |
* |
10/16/09 |
2:00pm |
|
21 |
573 |
MO |
$1,000,000 |
10/21/09 |
2:00pm |
|
22 |
662 |
MS |
$300,000 |
11/11/09 |
10:30am |
|
23 |
336 |
NC |
$2,500,000 |
10/19/09 |
2:00pm |
|
24 |
336 |
NC |
$350,000 |
10/20/09 |
10:00am |
|
25 |
704 |
NC |
$425,000 |
10/22/09 |
3:00pm |
|
26 |
910 |
NC |
$600,000 |
10/27/09 |
10:00am |
|
27 |
828 |
NC |
* |
10/29/09 |
10:00am |
|
28 |
308 |
NE |
* |
10/20/09 |
9:00am |
|
29 |
937 |
OH |
$500,000 |
10/15/09 |
10:00am |
|
30 |
740 |
OH |
$550,000 |
10/27/09 |
10:00am |
|
31 |
918 |
OK |
$350,000 |
10/21/09 |
9:00am |
|
32 |
814 |
PA |
$150,000 |
10/21/09 |
9:30am |
|
33 |
843 |
SC |
$130,000 |
10/21/09 |
9:00am |
|
34 |
423 |
TN |
$1,200,000 |
10/19/09 |
2:00pm |
|
35 |
901 |
TN |
$200,000 |
10/20/09 |
3:00pm |
|
36 |
423 |
TN |
$700,000 |
10/28/09 |
9:30am |
|
37 |
903 |
TX |
* |
10/19/09 |
2:00pm |
|
38 |
936 |
TX |
$1,000,000 |
10/21/09 |
9:30am |
|
39 |
979 |
TX |
$500,000 |
10/23/09 |
9:30am |
|
40 |
979 |
TX |
$500,000 |
10/28/09 |
3:30pm |
|
41 |
540 |
VA |
$500,000 |
10/15/09 |
2:00pm |
|
42 |
540 |
VA |
$500,000 |
10/15/09 |
10:30am |
|
43 |
540 |
VA |
$525,000 |
10/15/09 |
2:00pm |
|
44 |
276 |
VA |
$1,800,000 |
10/20/09 |
9:30am |
|
45 |
703 |
VA |
$500,000 |
10/23/09 |
2:00pm |
|
46 |
540 |
VA |
$900,000 |
10/23/09 |
10:00am |
|
47 |
757 |
VA |
$2,900,000 |
10/27/09 |
10:00am |
|
48 |
540 |
VA |
$1,600,000 |
10/28/09 |
11:00am |
|
49 |
540 |
VA |
$1,000,000 |
10/30/09 |
2:00pm |
|
50 |
920 |
WI |
$1,000,000 |
10/22/09 |
2:00pm |
|
51 |
608 |
WI |
$1,300,000 |
10/27/09 |
9:30am |
|
52 |
715 |
WI |
$2,000,000 |
10/28/09 |
9:30am |
|
53 |
262 |
WI |
* |
10/28/09 |
10:00am |
|
54 |
715 |
WI |
$400,000 |
10/29/09 |
9:00am |
|
55 |
304 |
WV |
$300,000 |
10/15/09 |
11:00am |
|
56 |
304 |
WV |
$550,000 |
10/23/09 |
1:00pm |
* More information will be provided
when you speak with a 401kExchange
representative. |
|
|
|
|
Visit the
Newsletter Archive
Unsubscribe From
Future Newsletters
Visit the
Sponsor Directory
|
