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OCTOBER 1, 2008		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein Now the Selling Begins     AS THE CRISIS in the financial services market escalates, plan sponsors that might admit they need an experienced retirement advisor to help them navigate troubled waters are starting to become immobilized. Like a turtle, they are going into their shell believing that there is nothing they can do right now and no safe place to hide. Though it’s difficult to break through in times like... Read More       Congress “HEARTs” Rollovers for Military Personnel THE HEROES EARNING Assistance and Relief Act of 2008 (HEART Act or Public Law 110-245) has expanded retirement plan rollover options for qualifying individuals serving in the uniformed services. Financial advisors with practices in areas that have a concentration of military personnel and their families should... Read More     From Last Week's Exchange Opportunities Amidst the Financial Storm     IT’S HARD TO walk outside after a tsunami or hurricane and be optimistic or focus on what is left standing rather than all the wreckage.  But after the wild ride in the financial services industry last week that saw mighty firms humbled and shook even the most knowledgeable people to their core, the 401(k) and... Read More   Prospect Pipeline APPOINTMENTS Over $102 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015). Or contact Mary Christopher, ext. 3573 or mchristopher@401kexchange.com. Lead # Area Code State Assets Appt. Date Appt. Time 1 256 AL $500,000 10/29/08 9:30am 2 870 AR $600,000 10/16/08 1:30pm 3 707 CA $500,000 10/20/08 10:00am 4 559 CA $300,000 11/4/08 10:00am 5 202 DC $150,000 10/14/08 10:30am 6 850 FL * 10/7/08 9:00am 7 850 FL $1,200,000 10/13/08 9:00am 8 850 FL $250,000 10/14/08 2:30pm 9 863 FL $500,000 10/20/08 9:00am 10 386 FL $350,000 10/21/08 10:00am 11 321 FL $900,000 10/22/08 10:00am 12 850 FL $1,000,000 10/28/08 2:00pm 13 404 GA * 10/8/08 9:00am 14 229 GA $60,000 10/14/08 10:00am 15 706 GA $600,000 10/14/08 2:00pm 16 706 GA $200,000 10/15/08 10:00am 17 478 GA * 10/16/08 3:00pm 18 912 GA $600,000 10/24/08 2:00pm 19 712 IA $500,000 10/30/08 2:00pm 20 712 IA $850,000 10/30/08 10:30am 21 217 IL $500,000 10/8/08 9:30am 22 309 IL $1,000,000 10/10/08 10:00am 23 309 IL $650,000 10/15/08 10:30am 24 217 IL $2,000,000 10/17/08 2:00pm 25 309 IL $300,000 10/20/08 9:00am 26 309 IL $1,500,000 10/20/08 9:00am 27 217 IL $2,300,000 10/20/08 2:00pm 28 773 IL $900,000 10/21/08 10:00am 29 618 IL $400,000 10/23/08 2:00pm 30 217 IL $800,000 10/27/08 9:30am 31 815 IL $1,000,000 10/28/08 10:00am 32 309 IL $2,100,000 10/28/08 9:00am 33 217 IL $500,000 10/30/08 10:00am 34 309 IL $700,000 11/3/08 9:00am 35 260 IN $700,000 10/9/08 2:00pm 36 317 IN * 10/13/08 9:00am 37 317 IN $400,000 10/14/08 10:00am 38 765 IN * 10/20/08 11:00am 39 812 IN $400,000 10/21/08 10:00am 40 574 IN * 10/29/08 2:30pm 41 765 IN * 10/30/08 9:00am 42 502 KY $1,400,000 10/10/08 10:00am 43 502 KY $425,000 10/21/08 2:00pm 44 859 KY $2,300,000 10/22/08 2:00pm 45 859 KY $2,100,000 10/27/08 9:00am 46 502 KY $2,000,000 10/28/08 2:00pm 47 859 KY * 10/31/08 10:00am 48 859 KY $1,800,000 11/3/08 10:00am 49 318 LA $525,000 10/23/08 3:00pm 50 504 LA * 10/31/08 9:00am 51 410 MD $680,000 10/6/08 10:00am 52 269 MI * 10/15/08 10:00am 53 616 MI * 10/22/08 9:00am 54 517 MI $1,000,000 10/30/08 9:00am 55 763 MN $400,000 10/3/08 2:00pm 56 218 MN $400,000 10/7/08 1:30pm 57 507 MN $500,000 10/7/08 1:30pm 58 952 MN $550,000 10/7/08 9:00am 59 763 MN $500,000 10/14/08 9:00am 60 507 MN $1,000,000 10/14/08 9:00am 61 612 MN $1,200,000 10/22/08 1:00pm 62 218 MN $1,500,000 10/22/08 9:00am 63 218 MN $500,000 10/23/08 10:00am 64 763 MN * 10/23/08 2:00pm 65 507 MN $500,000 10/24/08 1:00pm 66 320 MN $500,000 10/28/08 10:30am 67 320 MN $500,000 10/29/08 9:00am 68 952 MN * 10/29/08 9:00am 69 612 MN $300,000 10/30/08 1:00pm 70 218 MN $1,100,000 10/30/08 9:00am 71 507 MN $1,000,000 11/4/08 3:00pm 72 314 MO $200,000 10/16/08 9:30am 73 573 MO $1,000,000 11/4/08 10:00am 74 336 NC $320,000 10/7/08 9:00am 75 919 NC $2,100,000 10/7/08 2:00pm 76 252 NC $450,000 10/15/08 3:30pm 77 919 NC $1,100,000 10/20/08 10:30am 78 828 NC $450,000 10/23/08 9:00am 79 336 NC $400,000 10/28/08 11:00am 80 828 NC $400,000 10/29/08 2:00pm 81 704 NC $600,000 10/29/08 9:30am 82 919 NC $990,000 10/29/08 10:00am 83 336 NC $800,000 10/30/08 10:00am 84 910 NC * 10/31/08 1:30pm 85 732 NJ * 10/15/08 2:00pm 86 505 NM $1,000,000 10/13/08 2:00pm 87 775 NV $900,000 10/17/08 10:00am 88 702 NV * 10/22/08 10:00am 89 775 NV $1,000,000 10/29/08 3:00pm 90 914 NY $2,000,000 10/8/08 10:00am 91 914 NY $2,000,000 10/8/08 11:00am 92 516 NY * 10/16/08 12:30pm 93 315 NY $2,000,000 10/17/08 11:30am 94 914 NY $650,000 10/24/08 11:00am 95 212 NY $350,000 10/29/08 10:00am 96 212 NY * 10/31/08 2:00pm 97 419 OH $2,400,000 10/15/08 2:00pm 98 937 OH * 10/16/08 2:00pm 99 419 OH * 10/28/08 2:00pm 100 216 OH * 10/30/08 9:00am 101 918 OK * 10/27/08 2:30pm 102 503 OR $400,000 10/10/08 1:00pm 103 971 OR $1,500,000 10/28/08 9:00am 104 570 PA * 10/10/08 9:00am 105 724 PA $2,500,000 10/13/08 1:00pm 106 717 PA * 10/17/08 10:00am 107 412 PA $700,000 10/22/08 9:00am 108 724 PA * 10/24/08 2:00pm 109 814 PA $2,700,000 10/28/08 2:00pm 110 843 SC $1,300,000 10/8/08 10:00am 111 803 SC * 10/10/08 10:00am 112 843 SC * 10/15/08 2:00pm 113 803 SC $663,000 10/23/08 2:30pm 114 803 SC $710,000 10/23/08 2:00pm 115 803 SC $2,000,000 10/28/08 3:00pm 116 605 SD $1,500,000 10/14/08 9:30am 117 865 TN * 10/8/08 9:00am 118 423 TN $675,000 10/14/08 1:00pm 119 865 TN $2,000,000 10/27/08 9:00am 120 865 TN * 10/30/08 2:00pm 121 865 TN * 10/30/08 9:00am 122 512 TX $400,000 10/3/08 9:00am 123 713 TX * 10/6/08 9:30am 124 512 TX $1,200,000 10/13/08 10:00am 125 979 TX $600,000 10/15/08 9:00am 126 432 TX $2,500,000 10/21/08 2:00pm 127 806 TX $900,000 10/24/08 10:00am 128 214 TX * 11/5/08 9:00am 129 801 UT $400,000 10/22/08 2:30pm 130 801 UT $700,000 10/22/08 9:00am 131 801 UT $900,000 10/27/08 10:30am 132 801 UT $800,000 10/29/08 11:00am 133 802 VT * 10/23/08 9:00am 134 206 WA * 10/10/08 2:00pm 135 206 WA $1,000,000 10/16/08 2:00pm 136 360 WA $500,000 10/30/08 9:00am 137 715 WI * 10/6/08 1:30pm 138 920 WI $200,000 10/8/08 9:30am 139 608 WI * 10/15/08 10:00am 140 262 WI $400,000 10/16/08 2:00pm 141 920 WI $2,900,000 10/20/08 10:00am 142 715 WI * 10/21/08 9:00am 143 715 WI $2,500,000 10/23/08 1:30pm 144 608 WI * 10/23/08 2:30pm 145 304 WV $500,000 10/16/08 9:00am * More information will be provided when you speak with a 401kExchange representative.		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