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SEPTEMBER 17, 2008		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein Weathering the Storm     IT’S HARD IF not impossible to ignore the turmoil in the financial markets even as we try to convince ourselves that we are insulated in our safe little 401(k) world. No doubt that providers, advisors, plan sponsors and particularly participants are deeply affected by the turmoil with the malaise exacerbated every time we review... Read More     Total Retirement Outsourcing – The Total Retirement Solution     INTEREST IN TOTAL retirement outsourcing continues to grow in 2008.  In Diversified Investment Advisors’ Report on Retirement Plans – 2007, although the number of firms currently using or in the process of implementing outsourcing has remained flat over the last year, interest in this area has risen from 20% to... Read More   From Last Week's Exchange August 2008 401kExchange Opportunity Index Continues to Soften     THE AUGUST 2008 401kExchange Opportunity Index¹ continues to show that fewer and fewer plan sponsors are likely to change record keepers. All markets are at historic lows dropping from the peak in 2005 with the Mid Market... Read More   Prospect Pipeline APPOINTMENTS Over $110 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015). Or contact Mary Christopher, ext. 3573 or mchristopher@401kexchange.com. Lead # Area Code State Assets Appt. Date Appt. Time 1 907 AK $600,000 9/17/08 2:30pm 2 907 AK $500,000 9/18/08 9:00am 3 907 AK $1,200,000 10/6/08 10:30am 4 870 AR $500,000 10/8/08 9:00am 5 870 AR $600,000 10/16/08 1:30pm 6 559 CA $600,000 10/29/08 9:00am 7 305 FL $450,000 9/24/08 1:00pm 8 954 FL $2,300,000 10/3/08 9:30am 9 850 FL * 10/7/08 9:00am 10 850 FL $1,200,000 10/13/08 2:00pm 11 850 FL $1,200,000 10/13/08 9:00am 12 229 GA $60,000 9/16/08 10:00am 13 706 GA $200,000 9/24/08 10:00am 14 912 GA $600,000 9/26/08 2:00pm 15 706 GA $600,000 10/6/08 10:00am 16 912 GA $500,000 10/27/08 10:00am 17 712 IA $500,000 9/18/08 2:00pm 18 515 IA $1,600,000 10/2/08 10:30am 19 208 ID $150,000 9/22/08 11:00am 20 217 IL $500,000 9/11/08 2:30pm 21 618 IL $1,100,000 9/11/08 10:00am 22 847 IL $300,000 9/17/08 2:00pm 23 630 IL $700,000 9/17/08 3:00pm 24 708 IL $1,500,000 9/17/08 9:00am 25 708 IL * 9/17/08 11:00am 26 630 IL $750,000 9/18/08 10:00am 27 708 IL $2,900,000 9/23/08 10:30am 28 309 IL $500,000 9/24/08 10:00am 29 773 IL $1,100,000 10/9/08 2:00pm 30 309 IL $650,000 10/15/08 10:30am 31 217 IL $2,000,000 10/17/08 2:00pm 32 765 IN * 9/22/08 1:00pm 33 317 IN $375,000 9/23/08 9:30am 34 317 IN $500,000 9/23/08 10:00am 35 260 IN $1,500,000 9/26/08 9:00am 36 765 IN $300,000 9/30/08 2:00pm 37 765 IN $600,000 9/30/08 2:00pm 38 260 IN $700,000 10/8/08 3:30pm 39 317 IN * 10/13/08 9:00am 40 502 KY $300,000 9/18/08 3:00pm 41 859 KY $1,200,000 10/20/08 10:00am 42 502 KY $425,000 10/21/08 2:00pm 43 504 LA * 9/18/08 3:30pm 44 410 MD * 10/16/08 1:30pm 45 207 ME $980,000 9/12/08 9:00am 46 248 MI * 10/8/08 10:00am 47 651 MN $700,000 9/24/08 2:30pm 48 651 MN $450,000 9/25/08 11:00am 49 651 MN * 9/25/08 10:00am 50 507 MN $2,000,000 9/29/08 10:00am 51 507 MN $500,000 9/30/08 10:00am 52 507 MN * 9/30/08 10:00am 53 763 MN $400,000 10/3/08 2:00pm 54 218 MN $400,000 10/7/08 1:30pm 55 952 MN $550,000 10/7/08 9:00am 56 651 MN $1,200,000 10/20/08 9:00am 57 507 MN $500,000 10/24/08 1:00pm 58 573 MO $700,000 10/23/08 2:00pm 59 336 NC $700,000 9/16/08 10:00am 60 336 NC $400,000 9/17/08 11:00am 61 704 NC $500,000 9/18/08 10:00am 62 336 NC $320,000 9/23/08 9:00am 63 336 NC $600,000 9/23/08 9:00am 64 704 NC * 9/24/08 10:00am 65 336 NC $150,000 9/25/08 2:00pm 66 828 NC $500,000 9/25/08 11:00am 67 336 NC $900,000 9/25/08 2:00pm 68 828 NC $400,000 10/1/08 2:30pm 69 704 NC $500,000 10/1/08 9:00am 70 704 NC $400,000 10/3/08 9:00am 71 704 NC $650,000 10/10/08 2:00pm 72 252 NC $750,000 10/14/08 10:30am 73 252 NC $450,000 10/15/08 3:30pm 74 919 NC $1,100,000 10/20/08 10:30am 75 402 NE $1,700,000 9/24/08 2:00pm 76 308 NE * 9/25/08 3:00pm 77 505 NM $1,000,000 10/13/08 2:00pm 78 775 NV $900,000 9/12/08 10:00am 79 775 NV $1,000,000 9/18/08 3:00pm 80 702 NV * 9/24/08 10:00am 81 775 NV $550,000 9/30/08 3:00pm 82 702 NV $1,400,000 10/7/08 2:00pm 83 315 NY $600,000 9/11/08 10:00am 84 914 NY $650,000 9/11/08 10:00am 85 212 NY $1,300,000 9/15/08 9:00am 86 212 NY $500,000 9/17/08 2:00pm 87 212 NY $450,000 9/19/08 11:00am 88 631 NY $250,000 9/23/08 11:00am 89 516 NY * 9/24/08 10:00am 90 914 NY $1,100,000 9/26/08 9:00am 91 518 NY $1,500,000 9/30/08 10:00am 92 914 NY $1,000,000 10/2/08 3:00pm 93 212 NY $1,500,000 10/2/08 1:00pm 94 914 NY $2,000,000 10/8/08 10:00am 95 914 NY $2,000,000 10/8/08 11:00am 96 845 NY $850,000 10/14/08 9:00am 97 315 NY $2,000,000 10/17/08 11:30am 98 419 OH $350,000 9/23/08 2:00pm 99 419 OH $400,000 10/1/08 1:30pm 100 419 OH * 10/28/08 2:00pm 101 541 OR $650,000 9/24/08 10:00am 102 570 PA * 9/23/08 2:00pm 103 724 PA * 10/24/08 2:00pm 104 843 SC $1,300,000 10/8/08 10:00am 105 803 SC * 10/10/08 10:00am 106 605 SD $1,000,000 9/24/08 11:30am 107 423 TN $675,000 9/16/08 1:00pm 108 865 TN $2,000,000 9/16/08 9:00am 109 865 TN $2,000,000 9/24/08 10:00am 110 615 TN $700,000 9/25/08 10:00am 111 931 TN * 9/25/08 9:30am 112 423 TN $2,700,000 9/30/08 10:00am 113 615 TN $2,500,000 10/20/08 1:30pm 114 713 TX $500,000 9/16/08 9:30am 115 409 TX * 9/16/08 10:00am 116 979 TX $600,000 9/17/08 9:00am 117 432 TX $2,500,000 9/24/08 2:00pm 118 979 TX $2,000,000 9/30/08 2:00pm 119 713 TX $1,000,000 10/1/08 2:00pm 120 512 TX $600,000 10/6/08 2:30pm 121 713 TX * 10/6/08 9:30am 122 512 TX $1,200,000 10/13/08 10:00am 123 806 TX $900,000 10/24/08 10:00am 124 281 TX $1,035,000 10/24/08 9:30am 125 801 UT * 9/23/08 9:30am 126 276 VA $2,400,000 9/11/08 2:30pm 127 540 VA $990,000 10/13/08 1:30pm 128 802 VT * 9/23/08 10:00am 129 206 WA $650,000 9/17/08 9:30am 130 425 WA $500,000 9/19/08 9:00am 131 206 WA $500,000 9/22/08 10:30am 132 360 WA $500,000 10/2/08 1:30pm 133 715 WI $1,000,000 9/11/08 10:00am 134 920 WI $1,600,000 9/11/08 11:30am 135 920 WI $1,200,000 9/16/08 11:00am 136 715 WI * 9/16/08 9:00am 137 262 WI $800,000 10/6/08 4:00pm 138 715 WI * 10/6/08 1:30pm 139 608 WI * 10/15/08 10:00am 140 715 WI * 10/21/08 9:00am 141 608 WI * 10/23/08 2:30pm 142 304 WV * 9/11/08 10:00am 143 304 WV $200,000 9/16/08 2:00pm 144 304 WV $500,000 9/18/08 9:00am * More information will be provided when you speak with a 401kExchange representative.		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