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AUGUST 25, 2010		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein 2010 401kExchange Mid-Year Market Share Report     WITH SPONSORS CHANGING record keepers slower than ever, it is no surprise that there is very little change in market share from 2009 compared to that of the first half of 2010 (based on almost 20,000 surveys with 401(k) plan sponsors).  There were no newcomers to the top 10 record keepers in any market with very few making great... Read More           Case of the Week:  Participant in Two 401(k) Plans by John Carl, President, Retirement Learning Center   A RECENT CALL with an LPL advisor in Florida is representative of a common scenario involving an individual who participates in two 401(k) plans with separate employers and contributes both pre-tax salary deferrals and qualified Roth contributions. The advisor asked:  What is the maximum that my client can contribute between the two... Read More            Upcoming Event   5th Annual Employee Benefit Adviser Summit September 26 - 28, 2010 Boca Raton, FL   http://eba.benefitnews.com/conferences/ebas/           THE 2010 EMPLOYEE BENEFIT ADVISER SUMMIT is the only industry event that provides the basics for your broker/adviser staff, as well as the advanced marketing and management techniques you need to grow your business.   Convening Sept. 26-28 in Boca Raton, Florida, our 5th annual Summit will feature experts and thought leaders in areas like health and wellness, voluntary benefits, financial wellness and the business tools you need to turbo-charge your business. Read More         From Last Week's Exchange Boston Research Group to Re-Launch the DC Data Hub     OMNIBUS TRADING IS what makes 401(k) plans work.  Without it, brokerage accounts would be used and the trading fees would overwhelm each investor/participant who puts minute amounts of money into individual funds each payroll.  But that same type of trading that enables tens of millions of individual investors to buy a small... Read More         Prospect Pipeline APPOINTMENTS Over $200 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.   Lead # Area Code State Assets Appt. Date Appt Time 1 251 AL $800,000 9/8/10 2:00pm  2 479 AR * 9/8/10 10:00am 3 928 AZ $1,300,000 8/31/10 2:30pm  4 520 AZ $1,800,000 9/28/10 2:00pm  5 805 CA $1,000,000 8/31/10 10:00am 6 559 CA $500,000 9/1/10 2:00pm  7 805 CA $400,000 9/2/10 11:00am 8 559 CA * 9/8/10 10:30am 9 203 CT $750,000 9/14/10 11:00am 10 203 CT * 9/14/10 10:00am 11 706 GA $600,000 9/8/10 10:00am 12 706 GA $1,000,000 9/15/10 2:30pm  13 563 IA $1,800,000 9/2/10 10:00am 14 319 IA $2,000,000 9/14/10 9:00am  15 641 IA $1,000,000 9/23/10 10:30am 16 208 ID * 9/8/10 10:00am 17 815 IL $900,000 8/31/10 1:00pm  18 815 IL $450,000 9/8/10 2:00pm  19 309 IL $750,000 9/9/10 9:00am  20 260 IN $1,400,000 9/1/10 11:00am 21 765 IN $1,400,000 9/7/10 2:00pm  22 260 IN $650,000 9/9/10 9:30am  23 913 KS $1,100,000 8/31/10 10:00am 24 913 KS * 9/1/10 9:00am  25 913 KS * 9/2/10 9:00am  26 913 KS $2,000,000 9/14/10 9:00am  27 318 LA $500,000 8/31/10 10:00am 28 985 LA * 8/31/10 9:00am  29 225 LA * 9/9/10 10:00am 30 504 LA $700,000 9/15/10 2:00pm  31 978 MA $300,000 9/10/10 11:00am 32 301 MD $200,000 8/31/10 10:30am 33 301 MD $300,000 9/14/10 9:00am  34 301 MD $700,000 9/23/10 10:00am 35 207 ME * 9/16/10 11:00am 36 231 MI * 8/30/10 9:00am  37 269 MI $700,000 8/31/10 2:00pm  38 989 MI $700,000 9/8/10 3:00pm  39 616 MI $1,000,000 9/17/10 10:00am 40 320 MN $500,000 9/1/10 9:30am  41 320 MN $350,000 9/2/10 9:00am  42 651 MN $350,000 9/7/10 10:00am 43 320 MN $2,400,000 9/9/10 2:00pm  44 651 MN $2,500,000 9/21/10 2:30pm  45 952 MN $400,000 9/23/10 10:00am 46 314 MO $500,000 9/2/10 10:00am 47 314 MO $600,000 9/2/10 10:00am 48 636 MO * 9/2/10 11:00am 49 660 MO $1,000,000 9/3/10 10:00am 50 314 MO * 9/7/10 10:00am 51 314 MO $1,000,000 9/8/10 10:00am 52 601 MS $375,000 8/30/10 10:30am 53 601 MS $1,000,000 8/31/10 10:00am 54 662 MS $760,000 9/8/10 10:00am 55 252 NC $500,000 9/1/10 4:30pm  56 919 NC $750,000 9/8/10 9:00am  57 919 NC * 9/8/10 10:00am 58 704 NC $350,000 9/9/10 9:00am  59 828 NC $600,000 9/9/10 2:30pm  60 828 NC $957,000 9/9/10 10:00am 61 701 ND $1,800,000 9/7/10 10:00am 62 402 NE $1,500,000 9/9/10 9:30am  63 505 NM $300,000 9/2/10 9:30am  64 505 NM $600,000 9/8/10 9:00am  65 607 NY $400,000 9/14/10 2:00pm  66 716 NY $250,000 9/16/10 2:30pm  67 716 NY $900,000 9/23/10 9:00am  68 614 OH $350,000 9/8/10 3:00pm  69 513 OH * 9/8/10 10:00am 70 419 OH $2,000,000 9/9/10 3:00pm  71 937 OH * 9/13/10 2:00pm  72 440 OH $300,000 9/16/10 2:00pm  73 918 OK $500,000 9/8/10 10:00am 74 918 OK $350,000 9/14/10 9:00am  75 405 OK $400,000 9/15/10 10:00am 76 918 OK * 9/29/10 10:00am 77 541 OR $350,000 9/1/10 10:00am 78 541 OR $2,000,000 9/15/10 10:00am 79 717 PA $1,100,000 8/31/10 10:00am 80 570 PA $2,000,000 9/1/10 9:30am  81 724 PA $2,800,000 9/7/10 11:00am 82 814 PA $300,000 9/9/10 10:00am 83 570 PA * 9/14/10 10:00am 84 724 PA * 9/15/10 10:00am 85 843 SC $250,000 9/9/10 9:00am  86 843 SC $292,000 9/9/10 11:00am 87 843 SC $850,000 9/10/10 10:00am 88 803 SC $450,000 9/13/10 10:00am 89 615 TN $250,000 8/31/10 8:00am  90 731 TN $650,000 8/31/10 10:00am 91 901 TN $700,000 8/31/10 2:00pm  92 423 TN $2,000,000 9/7/10 2:30pm  93 901 TN $800,000 9/22/10 10:00am 94 409 TX $920,000 8/31/10 11:00am 95 713 TX $1,500,000 8/31/10 3:00pm  96 409 TX * 9/7/10 10:00am 97 806 TX $1,500,000 9/17/10 10:00am 98 435 UT $1,400,000 9/13/10 10:00am 99 801 UT * 9/14/10 10:00am 100 801 UT $250,000 9/16/10 2:00pm  101 801 UT * 9/30/10 10:00am 102 540 VA $400,000 9/7/10 10:00am 103 360 WA $2,800,000 8/30/10 11:00am 104 253 WA $175,000 8/31/10 2:00pm  105 360 WA $750,000 8/31/10 1:00pm  106 509 WA * 9/1/10 11:00am 107 509 WA * 9/1/10 10:00am 108 360 WA * 9/14/10 2:00pm  109 262 WI $1,500,000 8/30/10 2:00pm  110 608 WI $500,000 9/2/10 2:00pm  111 608 WI * 9/2/10 9:00am  112 715 WI $1,000,000 9/9/10 11:00am 113 262 WI $2,000,000 9/10/10 1:00pm  114 414 WI $1,500,000 9/29/10 10:00am 115 304 WV $400,000 9/7/10 2:00pm  116 304 WV $500,000 9/8/10 9:00am  * More information will be provided when you speak with a 401kExchange representative.		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