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AUGUST 18, 2010		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein Boston Research Group to Re-Launch the DC Data Hub     OMNIBUS TRADING IS what makes 401(k) plans work.  Without it, brokerage accounts would be used and the trading fees would overwhelm each investor/participant who puts minute amounts of money into individual funds each payroll.  But that same type of trading that enables tens of millions of individual investors to buy a small... Read More           Fee Disclosure is Nothing to Fear     THE RECENT RELEASE of the much anticipated 408(b)(2) regulations, which mandates disclosures of compensation and conflicts of interest by plan service providers, has generated a popular buzz with retirement plan advisors. As plan fees become increasingly scrutinized by plan sponsors, now is the time to re-evaluate and communicate your value proposition to clients regarding management of plan... Read More         Upcoming Event   5th Annual Employee Benefit Adviser Summit September 26 - 28, 2010 Boca Raton, FL   http://eba.benefitnews.com/conferences/ebas/           THE 2010 EMPLOYEE BENEFIT ADVISER SUMMIT is the only industry event that provides the basics for your broker/adviser staff, as well as the advanced marketing and management techniques you need to grow your business.   Convening Sept. 26-28 in Boca Raton, Florida, our 5th annual Summit will feature experts and thought leaders in areas like health and wellness, voluntary benefits, financial wellness and the business tools you need to turbo-charge your business. Read More         From Last Week's Exchange The 401kWire to Name the Most Influential Advisors in Defined Contribution     CURRENTLY, IDENTIFYING THE top Defined Contribution (DC) advisors is more of an art than a science.  Various constituents including record keepers, broker dealers, investment only providers (IO’s), TPA’s, and even database/media companies have their own lists, but none can claim to be definitive.  Leveraging on their... Read More         Prospect Pipeline APPOINTMENTS Over $150 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.   Lead # Area Code State Assets Appt. Date Appt Time 1 256 AL $300,000 8/26/10 10:00am 2 251 AL $800,000 9/8/10 2:00pm  3 479 AR * 9/8/10 10:00am 4 805 CA $200,000 8/31/10 10:00am 5 805 CA $400,000 9/2/10 11:00am 6 310 CA $300,000 9/3/10 11:00am 7 916 CA $250,000 9/8/10 9:00am  8 310 CA $350,000 9/17/10 10:30am 9 203 CT $750,000 8/31/10 11:00am 10 302 DE $730,000 8/31/10 10:00am 11 305 FL $250,000 8/27/10 10:00am 12 305 FL $590,000 9/8/10 3:00pm  13 706 GA $600,000 9/8/10 10:00am 14 706 GA $1,000,000 9/15/10 2:30pm  15 808 HI $800,000 8/30/10 10:00am 16 515 IA * 9/7/10 2:00pm  17 515 IA * 9/8/10 3:30pm  18 641 IA $1,000,000 9/23/10 10:30am 19 208 ID * 9/8/10 10:00am 20 815 IL $900,000 8/31/10 1:00pm  21 309 IL $750,000 9/9/10 9:00am  22 765 IN * 8/31/10 10:00am 23 260 IN $650,000 9/9/10 9:30am  24 859 KY * 8/31/10 3:00pm  25 502 KY $370,000 9/1/10 2:00pm  26 318 LA $270,000 8/26/10 11:00am 27 985 LA * 8/31/10 9:00am  28 781 MA $550,000 8/26/10 2:00pm  29 978 MA $1,100,000 9/8/10 9:30am  30 301 MD $200,000 8/31/10 10:30am 31 410 MD $300,000 9/15/10 9:30am  32 231 MI * 8/30/10 9:00am  33 269 MI $700,000 8/31/10 2:00pm  34 313 MI $550,000 9/8/10 10:00am 35 989 MI $700,000 9/8/10 3:00pm  36 507 MN $500,000 8/26/10 10:00am 37 320 MN $300,000 8/31/10 9:00am  38 320 MN $2,400,000 9/9/10 2:00pm  39 952 MN $400,000 9/23/10 10:00am 40 636 MO $600,000 8/26/10 2:00pm  41 573 MO $800,000 8/26/10 10:00am 42 314 MO $500,000 9/2/10 10:00am 43 636 MO * 9/2/10 11:00am 44 660 MO $1,000,000 9/3/10 10:00am 45 601 MS $1,000,000 8/31/10 10:00am 46 662 MS $760,000 9/8/10 10:00am 47 252 NC $2,000,000 8/26/10 2:00pm  48 336 NC * 8/30/10 10:00am 49 252 NC $500,000 9/1/10 4:30pm  50 919 NC $750,000 9/8/10 9:00am  51 919 NC * 9/8/10 10:00am 52 704 NC $350,000 9/9/10 9:00am  53 402 NE $2,100,000 8/26/10 2:30pm  54 505 NM $2,000,000 8/26/10 3:00pm  55 505 NM $300,000 9/2/10 9:30am  56 716 NY $900,000 8/26/10 9:00am  57 716 NY $250,000 9/16/10 2:30pm  58 740 OH $1,300,000 8/26/10 9:00am  59 614 OH $350,000 9/8/10 3:00pm  60 740 OH $1,200,000 9/8/10 10:30am 61 513 OH * 9/8/10 10:00am 62 405 OK $1,000,000 8/26/10 9:00am  63 918 OK $350,000 9/14/10 9:00am  64 405 OK $400,000 9/15/10 10:00am 65 541 OR $350,000 9/1/10 10:00am 66 724 PA $1,500,000 8/26/10 10:00am 67 717 PA $1,600,000 8/26/10 10:00am 68 724 PA $1,800,000 8/26/10 2:30pm  69 570 PA $2,000,000 9/1/10 9:30am  70 724 PA $2,800,000 9/7/10 11:00am 71 814 PA $300,000 9/9/10 10:00am 72 717 PA $1,400,000 9/20/10 3:00pm  73 864 SC $1,200,000 8/31/10 3:00pm  74 843 SC $1,400,000 9/16/10 10:00am 75 901 TN $430,000 8/26/10 10:00am 76 423 TN * 8/26/10 2:00pm  77 615 TN $400,000 8/27/10 2:00pm  78 615 TN * 8/30/10 9:00am  79 901 TN $700,000 8/31/10 2:00pm  80 423 TN $2,000,000 9/7/10 2:30pm  81 423 TN $2,500,000 9/13/10 10:00am 82 615 TN $2,900,000 9/16/10 10:00am 83 931 TN $700,000 9/22/10 10:30am 84 901 TN $800,000 9/22/10 10:00am 85 409 TX $920,000 8/31/10 11:00am 86 801 UT $400,000 8/26/10 10:00am 87 703 VA $400,000 8/27/10 12:00pm 88 757 VA $1,300,000 9/15/10 10:00am 89 360 WA $2,800,000 8/30/10 11:00am 90 509 WA * 9/1/10 10:00am 91 715 WI $800,000 8/27/10 9:30am  92 262 WI $1,500,000 8/30/10 2:00pm  93 920 WI $400,000 9/1/10 10:00am 94 608 WI $500,000 9/2/10 2:00pm  95 414 WI $1,500,000 9/29/10 10:00am   * More information will be provided when you speak with a 401kExchange representative.		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