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AUGUST 4, 2010		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein July 2010 401kExchange Opportunity Index     THE JULY 2010 401kExchange Opportunity Indices¹ showed some signs of recovery for record keepers, but the market has never been so good for serious Defined Contribution (DC) advisors.  The RK Index for the Mid Market ($10-$100 million) spiked to almost 3% in July up from less than 1% in June 2010 and July 2009; other markets remained... Read More           Innovative Tool, New Possibilities: How Advisors are Using ETFs in 401(k) Plans     MORE AND MORE, financial professionals are coming to appreciate the value that exchange traded funds (ETFs) can bring to their clients’ 401(k) plans. With their cost efficiency, transparency, and availability across virtually every global asset class, it’s not difficult to see why ETFs are making inroads into a marketplace long-dominated by actively managed products. So how are advisors using them in practice? Read More         From Last Week's Exchange 2010 Mid Year Ratings Report - Micro Market Providers     PRUDENTIAL LED ALL the 401kExchange Mid Year Ratings Report for investment services in the Micro Market (<$1 million); Prudential was followed by Ascensus, T Rowe Price, and American Funds, the latter repeating from 2009 along with John Hancock.   Better known larger providers dominated investment services including Fidelity... Read More         Prospect Pipeline APPOINTMENTS Over $200 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.   Lead # Area Code State Assets Appt. Date Appt Time 1 251 AL $300,000 8/10/10 10:00am 2 251 AL $900,000 8/10/10 9:00am  3 256 AL $1,200,000 8/13/10 9:30am  4 205 AL $500,000 8/24/10 1:30pm  5 256 AL $700,000 8/24/10 10:00am 6 479 AR * 8/11/10 10:00am 7 707 CA $500,000 8/10/10 10:00am 8 559 CA $450,000 8/26/10 10:00am 9 305 FL $2,900,000 8/10/10 9:30am  10 561 FL $400,000 8/11/10 11:00am 11 305 FL $800,000 8/16/10 11:00am 12 229 GA $50,000 8/10/10 10:30am 13 912 GA $1,100,000 8/17/10 9:30am  14 404 GA $350,000 8/18/10 10:30am 15 706 GA $750,000 8/31/10 4:00pm  16 515 IA * 8/12/10 2:30pm  17 641 IA $1,000,000 8/17/10 10:30am 18 319 IA $500,000 8/18/10 3:00pm  19 208 ID $700,000 8/12/10 3:00pm  20 217 IL * 8/10/10 9:00am  21 847 IL * 8/16/10 10:00am 22 815 IL * 8/19/10 10:00am 23 309 IL $1,000,000 8/24/10 11:00am 24 815 IL $2,500,000 8/24/10 11:00am 25 574 IN $2,000,000 8/11/10 1:00pm  26 260 IN $650,000 8/17/10 9:30am  27 765 IN $1,500,000 8/19/10 2:00pm  28 812 IN $1,000,000 8/20/10 2:00pm  29 765 IN $1,000,000 8/24/10 2:00pm  30 316 KS * 8/12/10 10:00am 31 913 KS $750,000 8/19/10 10:00am 32 504 LA $800,000 8/19/10 9:00am  33 617 MA $500,000 8/12/10 2:00pm  34 734 MI $600,000 8/10/10 2:00pm  35 734 MI $600,000 8/10/10 2:00pm  36 616 MI $35,000 8/11/10 11:00am 37 989 MI $200,000 8/18/10 10:00am 38 586 MI $107,000 8/19/10 10:00am 39 616 MI $1,600,000 8/19/10 9:30am  40 616 MI $2,000,000 8/20/10 9:30am  41 313 MI $2,000,000 8/20/10 9:30am  42 616 MI * 8/25/10 9:30am  43 218 MN $1,500,000 8/10/10 9:00am  44 218 MN $500,000 8/11/10 10:00am 45 507 MN $800,000 8/11/10 9:00am  46 320 MN $850,000 8/11/10 9:00am  47 651 MN $2,500,000 8/11/10 2:30pm  48 651 MN $500,000 8/18/10 10:00am 49 952 MN $400,000 8/19/10 10:00am 50 320 MN $300,000 8/31/10 9:00am  51 573 MO $380,000 8/11/10 2:00pm  52 636 MO $320,000 8/12/10 10:00am 53 816 MO $500,000 8/12/10 10:30am 54 636 MO $2,000,000 8/17/10 10:00am 55 601 MS $500,000 8/10/10 1:30pm  56 228 MS $1,000,000 8/24/10 2:00pm  57 662 MS $1,000,000 8/24/10 10:00am 58 919 NC * 8/11/10 10:00am 59 336 NC $2,000,000 8/12/10 2:00pm  60 252 NC $1,800,000 8/13/10 12:00pm 61 402 NE $2,200,000 8/18/10 10:00am 62 402 NE $2,100,000 8/26/10 2:30pm  63 575 NM $500,000 8/12/10 10:00am 64 575 NM $2,000,000 8/19/10 10:00am 65 716 NY $250,000 8/12/10 2:30pm  66 513 OH $1,000,000 8/10/10 3:00pm  67 614 OH $1,200,000 8/10/10 4:00pm  68 419 OH $250,000 8/12/10 10:30am 69 419 OH $600,000 8/12/10 9:00am  70 419 OH $900,000 8/18/10 10:00am 71 419 OH $1,600,000 8/18/10 10:00am 72 419 OH * 8/25/10 10:00am 73 918 OK $350,000 8/12/10 9:00am  74 918 OK $1,000,000 8/18/10 10:00am 75 918 OK * 8/19/10 10:00am 76 918 OK $500,000 8/23/10 10:00am 77 541 OR $800,000 8/12/10 10:00am 78 541 OR $800,000 8/12/10 8:30am  79 503 OR $350,000 8/17/10 10:00am 80 412 PA $1,500,000 8/12/10 10:00am 81 724 PA $1,800,000 8/26/10 2:30pm  82 401 RI $350,000 8/11/10 11:00am 83 401 RI $2,800,000 8/17/10 10:30am 84 843 SC $350,000 8/12/10 3:00pm  85 864 SC $1,700,000 8/12/10 2:00pm  86 864 SC * 8/12/10 2:00pm  87 803 SC * 8/18/10 10:30am 88 865 TN * 8/9/10 9:00am  89 901 TN $500,000 8/10/10 1:00pm  90 901 TN $330,000 8/11/10 10:00am 91 931 TN $600,000 8/11/10 1:00pm  92 615 TN $750,000 8/11/10 2:00pm  93 931 TN $950,000 8/18/10 9:00am  94 423 TN $2,500,000 8/19/10 9:00am  95 615 TN $400,000 8/27/10 2:00pm  96 281 TX $400,000 8/11/10 3:00pm  97 903 TX $2,900,000 8/11/10 9:00am  98 435 UT $910,000 8/12/10 3:00pm  99 703 VA * 8/9/10 9:00am  100 703 VA $500,000 8/17/10 10:00am 101 703 VA $600,000 8/18/10 11:00am 102 206 WA $650,000 8/16/10 10:00am 103 206 WA * 8/24/10 10:00am 104 715 WI $950,000 8/9/10 10:00am 105 920 WI $500,000 8/11/10 10:00am 106 715 WI $1,200,000 8/11/10 10:00am 107 715 WI $2,000,000 8/11/10 10:00am 108 608 WI $1,600,000 8/12/10 10:00am 109 262 WI $2,500,000 8/12/10 10:00am 110 715 WI $1,500,000 8/13/10 10:00am 111 715 WI $350,000 8/16/10 2:30pm  112 715 WI $1,000,000 8/18/10 11:00am 113 608 WI $1,800,000 8/18/10 3:00pm  114 262 WI * 8/19/10 9:30am  115 715 WI * 8/19/10 10:00am 116 920 WI $750,000 8/25/10 9:00am    * More information will be provided when you speak with a 401kExchange representative.		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