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Industry Insight from Fred Barstein
2010 Mid Year Ratings Report -
Micro Market Providers
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PRUDENTIAL
LED ALL the 401kExchange Mid Year Ratings
Report for investment services in the Micro Market (<$1
million); Prudential was followed by
Ascensus,
T
Rowe Price, and
American Funds, the latter repeating from 2009 along
with
John
Hancock.
Better
known larger providers dominated investment services
including
Fidelity...
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Research You Can Use to
Grow Your Business |
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ACCOMPLISHED RETIREMENT PLAN
professionals would agree that retirement plan research
is vital to their success. The ability to access data to
understand trends and savings behaviors is critical to
helping advisors grow their business.
Various research and studies made available by the ING Institute for Retirement Research (IIRR)
suggests some
interesting facts about the savings behaviors of many
Americans...
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Market Intelligence from 401kExchange
Featured Providers
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IN OUR ONGOING
effort to provide the most relevant market intelligence
possible, we are constantly adding or updating comprehensive
profiles of leading providers on 401kexchange.com.
Currently, there are over 40 detailed profiles of
Record-Keepers, Bundled Providers and Investment Only firms.
Provider profiles...
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Case of the Week: After-Tax Contributions in 401(k)
Plans
by John Carl, President,
Retirement Learning Center
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OUR ERISA CONSULTANTS on the Columbia
Management Learning Center Resource Desk regularly receive
calls from financial advisors who have questions about
401(k) plans. Through our relationship with the
Columbia Management Learning Center (CMLC), in addition to
other topics, we routinely guide Columbia Management’s
financial...
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From
Last Week's Exchange
2010 Mid Year Ratings Report -
Small Market Providers |
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MUTUAL OF AMERICA,
a newcomer to the 401kExchange Ratings Top 10, gained top
honors for investment services in the Small Market ($1-$10
million) followed by a host of other newcomers.
In fact, the only providers that repeated for
investment services were
NY Life, Alerus,
and Transamerica,
with Alerus, CPI,
and Charles Schwab being the...
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Prospect Pipeline APPOINTMENTS
Over $150 Million in 401(k) Set
Appointments Available!
Appointments are currently available for
sale with Plan Sponsors who want to meet
face to face on a specific date and
time. All appointments listed in the
Weekly Exchange are subject to, but not
limited to assignment, rescheduling or
cancellation. These appointments are
listed and available on a
first-come-first-serve basis. These
Leads are exclusive to one advisor for
one full year. For more information,
contact your Account Executive at
1-877-777-401k (4015) or contact Melissa
Nixon, ext. 3308 or
mnixon@401kexchange.com.
|
Lead # |
Area Code |
State |
Assets |
Appt. Date |
Appt Time |
|
1 |
251 |
AL |
$300,000 |
8/10/10 |
10:00am |
|
2 |
256 |
AL |
$1,200,000 |
8/13/10 |
9:30am |
|
3 |
205 |
AL |
$500,000 |
8/24/10 |
1:30pm |
|
4 |
479 |
AR |
$1,100,000 |
8/4/10 |
2:00pm |
|
5 |
520 |
AZ |
$600,000 |
8/17/10 |
9:00am |
|
6 |
714 |
CA |
$400,000 |
8/10/10 |
10:00am |
|
7 |
707 |
CA |
$500,000 |
8/10/10 |
10:00am |
|
8 |
559 |
CA |
$450,000 |
8/26/10 |
10:00am |
|
9 |
719 |
CO |
$300,000 |
8/4/10 |
2:00pm |
|
10 |
860 |
CT |
$980,000 |
8/17/10 |
9:00am |
|
11 |
305 |
FL |
$2,900,000 |
8/10/10 |
9:30am |
|
12 |
305 |
FL |
$800,000 |
8/16/10 |
11:00am |
|
13 |
706 |
GA |
$600,000 |
8/4/10 |
10:00am |
|
14 |
706 |
GA |
$500,000 |
8/5/10 |
10:00am |
|
15 |
404 |
GA |
$1,100,000 |
8/5/10 |
2:30pm |
|
16 |
912 |
GA |
$1,100,000 |
8/17/10 |
9:30am |
|
17 |
404 |
GA |
$350,000 |
8/18/10 |
10:30am |
|
18 |
641 |
IA |
$1,000,000 |
8/17/10 |
10:30am |
|
19 |
208 |
ID |
* |
8/4/10 |
10:00am |
|
20 |
309 |
IL |
$1,200,000 |
8/4/10 |
3:30pm |
|
21 |
309 |
IL |
$160,000 |
8/5/10 |
10:00am |
|
22 |
309 |
IL |
$400,000 |
8/6/10 |
2:00pm |
|
23 |
773 |
IL |
$500,000 |
8/10/10 |
9:00am |
|
24 |
217 |
IL |
* |
8/10/10 |
9:00am |
|
25 |
217 |
IL |
$700,000 |
8/11/10 |
2:00pm |
|
26 |
847 |
IL |
* |
8/16/10 |
10:00am |
|
27 |
217 |
IL |
$2,000,000 |
8/31/10 |
10:00am |
|
28 |
765 |
IN |
$450,000 |
8/5/10 |
10:00am |
|
29 |
260 |
IN |
$1,000,000 |
8/5/10 |
9:00am |
|
30 |
574 |
IN |
$2,000,000 |
8/11/10 |
1:00pm |
|
31 |
260 |
IN |
$650,000 |
8/17/10 |
9:30am |
|
32 |
574 |
IN |
$2,000,000 |
8/17/10 |
2:00pm |
|
33 |
260 |
IN |
$1,000,000 |
8/25/10 |
2:00pm |
|
34 |
316 |
KS |
$800,000 |
8/6/10 |
10:00am |
|
35 |
859 |
KY |
$400,000 |
8/10/10 |
10:00am |
|
36 |
859 |
KY |
$498,000 |
8/25/10 |
9:00am |
|
37 |
318 |
LA |
$270,000 |
8/4/10 |
11:00am |
|
38 |
225 |
LA |
$500,000 |
8/4/10 |
2:00pm |
|
39 |
413 |
MA |
$2,000,000 |
8/9/10 |
10:00am |
|
40 |
301 |
MD |
$200,000 |
8/5/10 |
10:00am |
|
41 |
616 |
MI |
$950,000 |
8/4/10 |
9:00am |
|
42 |
517 |
MI |
* |
8/5/10 |
9:30am |
|
43 |
616 |
MI |
* |
8/6/10 |
9:30am |
|
44 |
734 |
MI |
$600,000 |
8/10/10 |
2:00pm |
|
45 |
734 |
MI |
$600,000 |
8/10/10 |
2:00pm |
|
46 |
616 |
MI |
$35,000 |
8/11/10 |
11:00am |
|
47 |
989 |
MI |
$200,000 |
8/18/10 |
10:00am |
|
48 |
616 |
MI |
$2,000,000 |
8/20/10 |
9:30am |
|
49 |
952 |
MN |
* |
8/5/10 |
10:00am |
|
50 |
218 |
MN |
$1,500,000 |
8/10/10 |
9:00am |
|
51 |
320 |
MN |
$850,000 |
8/11/10 |
9:00am |
|
52 |
651 |
MN |
$500,000 |
8/18/10 |
10:00am |
|
53 |
320 |
MN |
$300,000 |
8/31/10 |
9:00am |
|
54 |
636 |
MO |
$320,000 |
8/12/10 |
10:00am |
|
55 |
601 |
MS |
$500,000 |
8/10/10 |
1:30pm |
|
56 |
228 |
MS |
$1,000,000 |
8/24/10 |
2:00pm |
|
57 |
828 |
NC |
$750,000 |
8/11/10 |
10:00am |
|
58 |
402 |
NE |
$1,600,000 |
8/4/10 |
10:00am |
|
59 |
505 |
NM |
$300,000 |
8/5/10 |
9:30am |
|
60 |
716 |
NY |
$1,000,000 |
8/5/10 |
11:00am |
|
61 |
513 |
OH |
* |
8/5/10 |
10:00am |
|
62 |
614 |
OH |
$1,200,000 |
8/10/10 |
4:00pm |
|
63 |
419 |
OH |
$600,000 |
8/12/10 |
9:00am |
|
64 |
614 |
OH |
* |
8/13/10 |
9:30am |
|
65 |
419 |
OH |
$1,600,000 |
8/18/10 |
10:00am |
|
66 |
918 |
OK |
$350,000 |
8/12/10 |
9:00am |
|
67 |
918 |
OK |
* |
8/16/10 |
10:00am |
|
68 |
918 |
OK |
$1,000,000 |
8/18/10 |
10:00am |
|
69 |
918 |
OK |
$500,000 |
8/23/10 |
10:00am |
|
70 |
570 |
PA |
$500,000 |
8/4/10 |
10:00am |
|
71 |
570 |
PA |
$950,001 |
8/5/10 |
9:30am |
|
72 |
724 |
PA |
$1,800,000 |
8/5/10 |
2:30pm |
|
73 |
724 |
PA |
* |
8/5/10 |
11:00am |
|
74 |
412 |
PA |
$600,000 |
8/6/10 |
2:00pm |
|
75 |
724 |
PA |
$900,000 |
8/10/10 |
10:00am |
|
76 |
412 |
PA |
$2,400,000 |
8/12/10 |
2:00pm |
|
77 |
814 |
PA |
$1,000,000 |
8/18/10 |
10:30am |
|
78 |
412 |
PA |
$1,300,000 |
8/25/10 |
11:30am |
|
79 |
423 |
TN |
$2,500,000 |
8/4/10 |
10:00am |
|
80 |
615 |
TN |
$400,000 |
8/6/10 |
10:00am |
|
81 |
865 |
TN |
* |
8/9/10 |
9:00am |
|
82 |
901 |
TN |
$330,000 |
8/11/10 |
10:00am |
|
83 |
931 |
TN |
$600,000 |
8/11/10 |
1:00pm |
|
84 |
423 |
TN |
* |
8/12/10 |
10:00am |
|
85 |
423 |
TN |
$2,500,000 |
8/19/10 |
9:00am |
|
86 |
615 |
TN |
$400,000 |
8/27/10 |
2:00pm |
|
87 |
281 |
TX |
$1,600,000 |
8/5/10 |
10:00am |
|
88 |
435 |
UT |
$910,000 |
8/12/10 |
3:00pm |
|
89 |
757 |
VA |
$600,000 |
8/4/10 |
4:00pm |
|
90 |
703 |
VA |
$300,000 |
8/5/10 |
3:00pm |
|
91 |
540 |
VA |
$1,000,000 |
8/5/10 |
4:30pm |
|
92 |
540 |
VA |
* |
8/5/10 |
3:00pm |
|
93 |
703 |
VA |
$500,000 |
8/17/10 |
10:00am |
|
94 |
360 |
WA |
* |
8/6/10 |
11:00am |
|
95 |
206 |
WA |
$650,000 |
8/16/10 |
10:00am |
|
96 |
206 |
WA |
* |
8/24/10 |
10:00am |
|
97 |
715 |
WI |
$800,000 |
8/4/10 |
9:30am |
|
98 |
920 |
WI |
$1,200,000 |
8/5/10 |
9:00am |
|
99 |
715 |
WI |
$950,000 |
8/9/10 |
10:00am |
|
100 |
920 |
WI |
$500,000 |
8/11/10 |
10:00am |
|
101 |
414 |
WI |
* |
8/11/10 |
9:00am |
|
102 |
715 |
WI |
$350,000 |
8/16/10 |
2:30pm |
|
103 |
608 |
WI |
$1,800,000 |
8/18/10 |
3:00pm |
* More information will be provided
when you speak with a 401kExchange
representative. |
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