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JULY 28, 2010

NEWSLETTER SPONSORS

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Industry Insight from Fred Barstein

2010 Mid Year Ratings Report - Micro Market Providers

 

 

PRUDENTIAL LED ALL the 401kExchange Mid Year Ratings Report for investment services in the Micro Market (<$1 million); Prudential was followed by Ascensus, T Rowe Price, and American Funds, the latter repeating from 2009 along with John Hancock.   Better known larger providers dominated investment services including Fidelity...

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Featured provider - ING

  

Research You Can Use to Grow Your Business

 
 

ACCOMPLISHED RETIREMENT PLAN professionals would agree that retirement plan research is vital to their success. The ability to access data to understand trends and savings behaviors is critical to helping advisors grow their business.  Various research and studies made available by the ING Institute for Retirement Research (IIRR) suggests some interesting facts about the savings behaviors of many Americans...

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Market Intelligence from 401kExchange

Featured Providers

  

 

IN OUR ONGOING effort to provide the most relevant market intelligence possible, we are constantly adding or updating comprehensive profiles of leading providers on 401kexchange.com.  Currently, there are over 40 detailed profiles of Record-Keepers, Bundled Providers and Investment Only firms. Provider profiles...

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Retirement Learning Center

Case of the Week: After-Tax Contributions in 401(k) Plans
by John Carl, President, Retirement Learning Center

 

OUR ERISA CONSULTANTS on the Columbia Management Learning Center Resource Desk regularly receive calls from financial advisors who have questions about 401(k) plans.  Through our relationship with the Columbia Management Learning Center (CMLC), in addition to other topics, we routinely guide Columbia Management’s financial...

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From Last Week's Exchange
2010 Mid Year Ratings Report - Small Market Providers

 
 

MUTUAL OF AMERICA, a newcomer to the 401kExchange Ratings Top 10, gained top honors for investment services in the Small Market ($1-$10 million) followed by a host of other newcomers.  In fact, the only providers that repeated for investment services were NY Life, Alerus, and Transamerica, with Alerus, CPI, and Charles Schwab being the...

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Prospect Pipeline APPOINTMENTS
Over $150 Million in 401(k) Set Appointments Available!

Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.

 

Lead #

Area Code

State

Assets

Appt. Date

Appt Time

1 251 AL $300,000 8/10/10 10:00am
2 256 AL $1,200,000 8/13/10 9:30am 
3 205 AL $500,000 8/24/10 1:30pm 
4 479 AR $1,100,000 8/4/10 2:00pm 
5 520 AZ $600,000 8/17/10 9:00am 
6 714 CA $400,000 8/10/10 10:00am
7 707 CA $500,000 8/10/10 10:00am
8 559 CA $450,000 8/26/10 10:00am
9 719 CO $300,000 8/4/10 2:00pm 
10 860 CT $980,000 8/17/10 9:00am 
11 305 FL $2,900,000 8/10/10 9:30am 
12 305 FL $800,000 8/16/10 11:00am
13 706 GA $600,000 8/4/10 10:00am
14 706 GA $500,000 8/5/10 10:00am
15 404 GA $1,100,000 8/5/10 2:30pm 
16 912 GA $1,100,000 8/17/10 9:30am 
17 404 GA $350,000 8/18/10 10:30am
18 641 IA $1,000,000 8/17/10 10:30am
19 208 ID * 8/4/10 10:00am
20 309 IL $1,200,000 8/4/10 3:30pm 
21 309 IL $160,000 8/5/10 10:00am
22 309 IL $400,000 8/6/10 2:00pm 
23 773 IL $500,000 8/10/10 9:00am 
24 217 IL * 8/10/10 9:00am 
25 217 IL $700,000 8/11/10 2:00pm 
26 847 IL * 8/16/10 10:00am
27 217 IL $2,000,000 8/31/10 10:00am
28 765 IN $450,000 8/5/10 10:00am
29 260 IN $1,000,000 8/5/10 9:00am 
30 574 IN $2,000,000 8/11/10 1:00pm 
31 260 IN $650,000 8/17/10 9:30am 
32 574 IN $2,000,000 8/17/10 2:00pm 
33 260 IN $1,000,000 8/25/10 2:00pm 
34 316 KS $800,000 8/6/10 10:00am
35 859 KY $400,000 8/10/10 10:00am
36 859 KY $498,000 8/25/10 9:00am 
37 318 LA $270,000 8/4/10 11:00am
38 225 LA $500,000 8/4/10 2:00pm 
39 413 MA $2,000,000 8/9/10 10:00am
40 301 MD $200,000 8/5/10 10:00am
41 616 MI $950,000 8/4/10 9:00am 
42 517 MI * 8/5/10 9:30am 
43 616 MI * 8/6/10 9:30am 
44 734 MI $600,000 8/10/10 2:00pm 
45 734 MI $600,000 8/10/10 2:00pm 
46 616 MI $35,000 8/11/10 11:00am
47 989 MI $200,000 8/18/10 10:00am
48 616 MI $2,000,000 8/20/10 9:30am 
49 952 MN * 8/5/10 10:00am
50 218 MN $1,500,000 8/10/10 9:00am 
51 320 MN $850,000 8/11/10 9:00am 
52 651 MN $500,000 8/18/10 10:00am
53 320 MN $300,000 8/31/10 9:00am 
54 636 MO $320,000 8/12/10 10:00am
55 601 MS $500,000 8/10/10 1:30pm 
56 228 MS $1,000,000 8/24/10 2:00pm 
57 828 NC $750,000 8/11/10 10:00am
58 402 NE $1,600,000 8/4/10 10:00am
59 505 NM $300,000 8/5/10 9:30am 
60 716 NY $1,000,000 8/5/10 11:00am
61 513 OH * 8/5/10 10:00am
62 614 OH $1,200,000 8/10/10 4:00pm 
63 419 OH $600,000 8/12/10 9:00am 
64 614 OH * 8/13/10 9:30am 
65 419 OH $1,600,000 8/18/10 10:00am
66 918 OK $350,000 8/12/10 9:00am 
67 918 OK * 8/16/10 10:00am
68 918 OK $1,000,000 8/18/10 10:00am
69 918 OK $500,000 8/23/10 10:00am
70 570 PA $500,000 8/4/10 10:00am
71 570 PA $950,001 8/5/10 9:30am 
72 724 PA $1,800,000 8/5/10 2:30pm 
73 724 PA * 8/5/10 11:00am
74 412 PA $600,000 8/6/10 2:00pm 
75 724 PA $900,000 8/10/10 10:00am
76 412 PA $2,400,000 8/12/10 2:00pm 
77 814 PA $1,000,000 8/18/10 10:30am
78 412 PA $1,300,000 8/25/10 11:30am
79 423 TN $2,500,000 8/4/10 10:00am
80 615 TN $400,000 8/6/10 10:00am
81 865 TN * 8/9/10 9:00am 
82 901 TN $330,000 8/11/10 10:00am
83 931 TN $600,000 8/11/10 1:00pm 
84 423 TN * 8/12/10 10:00am
85 423 TN $2,500,000 8/19/10 9:00am 
86 615 TN $400,000 8/27/10 2:00pm 
87 281 TX $1,600,000 8/5/10 10:00am
88 435 UT $910,000 8/12/10 3:00pm 
89 757 VA $600,000 8/4/10 4:00pm 
90 703 VA $300,000 8/5/10 3:00pm 
91 540 VA $1,000,000 8/5/10 4:30pm 
92 540 VA * 8/5/10 3:00pm 
93 703 VA $500,000 8/17/10 10:00am
94 360 WA * 8/6/10 11:00am
95 206 WA $650,000 8/16/10 10:00am
96 206 WA * 8/24/10 10:00am
97 715 WI $800,000 8/4/10 9:30am 
98 920 WI $1,200,000 8/5/10 9:00am 
99 715 WI $950,000 8/9/10 10:00am
100 920 WI $500,000 8/11/10 10:00am
101 414 WI * 8/11/10 9:00am 
102 715 WI $350,000 8/16/10 2:30pm 
103 608 WI $1,800,000 8/18/10 3:00pm 

* More information will be provided
when you speak with a 401kExchange representative.

 
 

 

  

FEATURED PROVIDER

 

Featured provider - ING

  

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SEI - Advisor's Inner Circle Funds

ALPS

 

American Century

 

BNY Mellon



Calamos

Columbia Management



Franklin Templeton

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iShares

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