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JULY 16, 2008

NEWSLETTER SPONSORS

 
Defined Contribution IO Forum
 
 
Industry Insight from Fred Barstein
Changes to Wholesaling Retirement Plans Needed
 
 

WITH THE LACK of support from all but a handful of broker dealers, providers and especially their network of wholesalers have become the key support for both experienced and inexperienced advisors. But the method of wholesaling developed by mutual fund...
Read More

 
 
From Last Week's Exchange
401kExchange 2008 Opportunity Index Continues to Fall in June
 
 

ALL MARKETS EXCEPT for the large market ($100 million-$1 billion) are at or close to June’s historic lows in the 2008 401kExchange Opportunity Index¹. Interestingly, all markets were at their highest point in June 2005, but this June...
Read More

 

Prospect Pipeline APPOINTMENTS
Over $38 Million in 401(k) Set Appointments Available!

Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015). Or contact Mary Christopher, ext. 3573 or mchristopher@401kexchange.com.

Lead # Area Code State Assets Appt. Date Appt. Time
1 408 CA $243,000 8/12/08 10:30am
2 909 CA $300,000 7/17/08 10:00am
3 650 CA $300,000 7/23/08 10:00am
4 415 CA $400,000 7/31/08 2:30pm
5 760 CA $567,000 7/30/08 1:00pm
6 707 CA $2,500,000 7/24/08 9:30am
7 850 FL $990,000 8/6/08 11:00am
8 770 GA * 7/24/08 10:00am
9 770 GA * 7/24/08 10:00am
10 712 IA $500,000 7/24/08 2:00pm
11 712 IA * 7/22/08 3:00pm
12 217 IL $500,000 7/30/08 10:00am
13 708 IL $1,100,000 7/29/08 10:00am
14 618 IL $1,500,000 7/29/08 2:00pm
15 312 IL $2,500,000 8/21/08 10:00am
16 630 IL * 7/17/08 9:00am
17 217 IL * 7/22/08 9:00am
18 574 IN $625,000 7/28/08 9:30am
19 219 IN $900,000 8/28/08 10:00am
20 765 IN $1,500,000 7/30/08 2:30pm
21 606 KY $400,000 7/22/08 9:00am
22 606 KY $1,800,000 7/23/08 4:00pm
23 502 KY * 8/6/08 2:00pm
24 502 KY * 8/13/08 9:00am
25 508 MA $2,100,000 7/17/08 9:00am
26 410 MD $860,000 7/29/08 10:00am
27 507 MN $2,000,000 8/5/08 9:00am
28 763 MN * 7/17/08 9:00am
29 507 MN * 7/23/08 9:00am
30 314 MO $250,000 7/23/08 2:00pm
31 636 MO $2,000,000 7/22/08 10:00am
32 816 MO * 8/12/08 9:00am
33 573 MO * 7/31/08 10:00am
34 704 NC $250,000 8/6/08 3:00pm
35 252 NC $650,000 7/22/08 2:00pm
36 336 NC * 7/25/08 9:00am
37 505 NM $215,000 7/23/08 10:00am
38 505 NM $1,000,000 7/30/08 2:30pm
39 505 NM * 7/24/08 9:00am
40 419 OH $500,000 7/17/08 2:00pm
41 419 OH $500,000 8/6/08 2:00pm
42 419 OH $600,000 8/13/08 9:30am
43 330 OH $650,000 7/24/08 10:30am
44 740 OH $801,000 7/21/08 9:00am
45 614 OH * 7/23/08 11:30am
46 937 OH * 8/6/08 10:00am
47 513 OH * 7/30/08 11:00am
48 541 OR * 7/24/08 9:00am
49 724 PA $2,100,000 7/24/08 2:00pm
50 843 SC * 8/12/08 11:00am
51 605 SD $1,000,000 8/15/08 2:30pm
52 423 TN $1,500,000 7/29/08 2:30pm
53 731 TN * 7/30/08 9:00am
54 865 TN * 7/30/08 10:00am
55 615 TN * 7/23/08 2:00pm
56 703 VA $1,500,000 7/24/08 2:30pm
57 802 VT * 7/21/08 9:00am
58 509 WA $400,000 8/12/08 10:30am
59 360 WA $400,000 8/21/08 10:00am
60 425 WA $500,000 7/29/08 11:00am
61 206 WA * 8/6/08 10:00am
62 715 WI $400,000 7/29/08 2:30pm
63 920 WI $1,200,000 7/28/08 10:00am
64 920 WI $1,500,000 7/29/08 10:00am
65 920 WI * 7/24/08 2:30pm
66 262 WI * 7/31/08 2:00pm

* More information will be provided
when you speak with a 401kExchange representative.

 

JP Morgan

PacificLife

Symetra

Diversified

Goldman Sachs
Standard
Columbia Management

RolloverSystems

RSM McGladregy

Standard

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