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JULY 14, 2010		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein 2010 Mid Year Ratings Report - Mid Market Providers     NY LIFE RETAINED the top spot in the Mid-Year 2010 401kExchange Ratings and Market Share Report for Investment and Record Keeping/Administrative services in the Mid Market ($10-$100 million).  Newcomers to the Top 10 for investment services include MassMutual, which rebounded dramatically, as well as Hartford who seems to... Read More             The Retirement Advisor University at UCLA Anderson Executive Education - Now Enrolling!    Click Here to Learn More         ALPS Provider Profile   ALPS ADVISORS IS the in-house investment management division of ALPS Fund Services, which provides back office support to investment managers, particularly mutual fund companies, in the form of accounting, administration, legal and compliance work as well as marketing.  ALPS entered into in the investment world in earnest with the acquisition of Liberty Asset Management from Bank of America... Read More            From Last Week's Exchange June 2010 401kExchange Opportunity Index     THE STEADY, AND in some markets steep decline in a sponsors’ likeliness to change record keepers continued in the June 2010 401kExchange Opportunity Indices.  On the other hand, the demand for advisors rose to its highest level yet at 12.7%; demand for adding new funds kept apace at 7.61%, up 15% from the 2009 average.  The... Read More        Prospect Pipeline APPOINTMENTS Over $115 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.   Lead # Area Code State Assets Appt. Date Appt Time 1 501 AR $2,500,000 8/4/10 10:30am 2 707 CA $400,000 7/20/10 9:00am  3 805 CA $200,000 7/21/10 10:00am 4 559 CA $450,000 7/22/10 10:00am 5 310 CA $210,000 7/28/10 1:00pm  6 904 FL $400,000 7/28/10 9:00am  7 404 GA $350,000 7/21/10 10:30am 8 404 GA $1,500,000 7/22/10 1:30pm  9 478 GA $200,000 7/30/10 9:00am  10 478 GA $1,500,000 8/10/10 1:00pm  11 515 IA $250,000 7/20/10 10:00am 12 712 IA $2,000,000 7/22/10 10:30am 13 208 ID $2,000,000 7/22/10 2:00pm  14 217 IL $600,000 7/20/10 2:00pm  15 847 IL * 7/20/10 3:30pm  16 309 IL $500,000 7/21/10 2:00pm  17 309 IL * 7/21/10 10:00am 18 630 IL $300,000 7/28/10 10:00am 19 217 IL $2,000,000 7/29/10 10:00am 20 309 IL $1,200,000 8/4/10 3:30pm  21 309 IL $160,000 8/5/10 10:00am 22 260 IN $950,000 7/28/10 10:00am 23 765 IN $1,200,000 7/28/10 10:00am 24 574 IN $1,600,000 8/12/10 10:00am 25 620 KS $1,000,000 7/20/10 11:00am 26 316 KS $800,000 8/6/10 10:00am 27 859 KY $498,000 7/21/10 9:00am  28 859 KY $350,000 8/18/10 11:00am 29 337 LA * 7/20/10 9:00am  30 318 LA $500,000 7/27/10 2:30pm  31 318 LA $270,000 8/4/10 11:00am 32 617 MA $550,000 7/21/10 9:00am  33 207 ME $2,500,000 7/20/10 10:00am 34 207 ME $600,000 7/27/10 10:00am 35 313 MI $100,000 7/22/10 10:30am 36 586 MI $200,000 7/27/10 10:00am 37 616 MI $950,000 8/4/10 9:00am  38 320 MN $300,000 8/2/10 9:00am  39 320 MN $850,000 8/11/10 9:00am  40 651 MN $500,000 8/18/10 10:00am 41 636 MO $2,000,000 7/20/10 10:00am 42 417 MO $950,000 7/21/10 2:30pm  43 314 MO $1,500,000 7/23/10 9:00am  44 314 MO $2,200,000 7/29/10 9:30am  45 228 MS $1,000,000 7/20/10 2:00pm  46 601 MS * 7/22/10 10:00am 47 662 MS $1,500,000 7/27/10 2:30pm  48 704 NC $200,000 7/21/10 10:00am 49 252 NC $2,500,000 7/21/10 10:00am 50 704 NC $500,000 7/22/10 9:00am  51 704 NC $500,000 7/27/10 11:00am 52 402 NE $2,100,000 7/27/10 10:00am 53 402 NE * 7/27/10 9:00am  54 402 NE * 7/28/10 10:00am 55 775 NV $700,000 7/21/10 3:00pm  56 775 NV * 8/11/10 10:00am 57 518 NY $1,500,000 7/23/10 10:00am 58 513 OH $600,000 7/20/10 10:30am 59 419 OH $2,000,000 7/20/10 9:00am  60 614 OH $750,000 7/21/10 2:00pm  61 937 OH $300,000 7/27/10 10:00am 62 419 OH $1,600,000 7/28/10 10:00am 63 614 OH $400,000 7/29/10 2:30pm  64 216 OH $570,000 7/30/10 10:00am 65 614 OH $1,100,000 8/2/10 9:00am  66 330 OH $300,000 8/24/10 9:00am  67 918 OK * 8/16/10 10:00am 68 814 PA $1,000,000 7/22/10 10:00am 69 814 PA * 7/26/10 2:00pm  70 814 PA $1,000,000 7/28/10 2:00pm  71 570 PA $2,000,000 8/3/10 10:00am 72 401 RI $2,100,000 8/11/10 2:00pm  73 615 TN $1,100,000 7/29/10 3:00pm  74 832 TX $800,000 7/27/10 11:00am 75 713 TX $500,000 7/30/10 1:00pm  76 540 VA $1,100,000 7/21/10 10:00am 77 802 VT $1,100,000 7/29/10 10:00am 78 608 WI $1,800,000 7/22/10 3:00pm  79 715 WI $1,500,000 7/27/10 3:00pm  80 920 WI $700,000 7/28/10 2:00pm  81 608 WI $600,000 7/29/10 9:30am     * More information will be provided when you speak with a 401kExchange representative.		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