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JUNE 25, 2008		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein Interview with Jim Davey from The Hartford     IN THE PAST, we have focused on brand and distribution to determine who will be the survivors and winners in the 401(k) and DC market among the larger, national record keepers. More and more, these strengths are becoming table stakes just as technology and investments had become in the past... Read More       In Tough Times, Participants Eye Their 401(k)s     GAS AND FOOD prices are up. Mortgage defaults are up. It’s no secret we’re entering some tough economic times. What does this mean for us in the 401(k) industry? Most likely, we’ll start seeing reduced contributions and increased... Read More     From Last Week's Exchange Regulating Qualified Plan Advisors     AS BRADFORD CAMPBELL from the Department of Labor spoke at the recent SPARK Conference in Washington, DC, the issue of advice under the Pension Protection Act of 2006 was brought up once again. While the intent of... Read More     Prospect Pipeline APPOINTMENTS Over $96 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015). Or contact Mary Christopher, ext. 3573 or mchristopher@401kexchange.com. Lead # Area Code State Assets Appt. Date Appt. Time 1 205 AL $375,000 7/17/08 10:00am 2 256 AL $600,000 7/16/08 9:00am 3 650 CA $300,000 7/23/08 10:00am 4 415 CA $500,000 7/16/08 9:00am 5 760 CA $567,000 7/30/08 1:00pm 6 760 CA $800,000 7/23/08 10:00am 7 850 FL $600,000 7/2/08 9:00am 8 904 FL $1,200,000 7/17/08 9:00am 9 478 GA $450,000 7/8/08 2:00pm 10 912 GA $800,000 7/14/08 10:30am 11 912 GA $1,000,000 7/23/08 10:00am 12 706 GA $1,200,000 7/31/08 3:00pm 13 912 GA $1,500,000 7/7/08 9:00am 14 912 GA $1,500,000 7/9/08 4:00pm 15 912 GA $1,500,000 7/14/08 10:00am 16 912 GA $2,000,000 7/16/08 2:30pm 17 912 GA $2,700,000 7/15/08 9:00am 18 770 GA * 7/24/08 9:30am 19 641 IA $960,000 7/9/08 10:30am 20 712 IA * 7/22/08 3:00pm 21 217 IL $380,000 6/26/08 9:30am 22 217 IL $400,000 6/30/08 10:00am 23 815 IL $400,000 7/15/08 10:00am 24 815 IL $500,000 7/16/08 9:30am 25 309 IL $600,000 7/17/08 2:00pm 26 773 IL $700,000 7/10/08 10:00am 27 309 IL $900,000 6/30/08 10:00am 28 312 IL $1,100,000 7/16/08 9:00am 29 618 IL * 7/2/08 1:00pm 30 615 IL * 7/15/08 2:00pm 31 847 IL * 7/30/08 1:30pm 32 847 IL * 7/9/08 10:00am 33 317 IN $400,000 7/17/08 10:00am 34 574 IN $600,000 7/17/08 9:00am 35 574 IN $1,300,000 7/15/08 10:00am 36 765 IN $1,500,000 7/30/08 2:30pm 37 812 IN * 7/29/08 9:00am 38 620 KS $910,000 7/8/08 11:00am 39 606 KY $100,000 7/1/08 9:00am 40 606 KY $300,000 7/17/08 9:30am 41 606 KY $1,800,000 7/23/08 4:00pm 42 318 LA $600,000 7/7/08 2:00pm 43 318 LA $800,000 7/24/08 9:00am 44 617 MA $200,000 6/26/08 9:00am 45 508 MA $600,000 7/16/08 3:00pm 46 781 MA $600,000 7/21/08 10:30am 47 301 MD $200,000 7/31/08 11:00am 48 410 MD * 7/9/08 10:00am 49 651 MN $2,500,000 7/8/08 9:30am 50 507 MN * 7/23/08 9:00am 51 651 MN * 7/1/08 9:00am 52 314 MO $200,000 6/30/08 9:00am 53 314 MO $200,000 7/15/08 1:00pm 54 636 MO $300,000 7/18/08 2:00pm 55 314 MO $2,800,000 7/22/08 9:00am 56 816 MO * 7/11/08 10:00am 57 573 MO * 7/31/08 10:00am 58 662 MS $200,000 7/9/08 10:00am 59 601 MS $800,000 7/15/08 10:00am 60 252 NC $250,000 7/25/08 10:30am 61 252 NC $650,000 7/22/08 2:00pm 62 336 NC $700,000 7/8/08 9:00am 63 919 NC $750,000 7/8/08 10:00am 64 336 NC $1,200,000 7/17/08 2:00pm 65 336 NC * 7/25/08 9:00am 66 505 NM * 7/24/08 9:00am 67 505 NM * 6/30/08 2:00pm 68 702 NV $500,000 7/17/08 9:00am 69 775 NV $1,000,000 7/24/08 3:00pm 70 212 NY $1,000,000 7/15/08 9:30am 71 716 NY $1,600,000 7/9/08 10:00am 72 518 NY $2,600,000 7/10/08 11:00am 73 212 NY * 7/7/08 11:00am 74 330 OH $250,000 7/30/08 9:30am 75 419 OH $350,000 7/30/08 11:00am 76 330 OH $400,000 7/23/08 10:30am 77 440 OH $450,000 7/8/08 2:30pm 78 419 OH $500,000 7/17/08 2:00pm 79 440 OH $500,000 7/7/08 2:00pm 80 216 OH $650,000 7/8/08 10:00am 81 330 OH $700,000 7/15/08 10:00am 82 330 OH $800,000 7/8/08 9:00am 83 216 OH $1,000,000 7/28/08 2:30pm 84 419 OH $1,000,000 7/8/08 10:00am 85 740 OH $1,100,000 6/30/08 10:30am 86 419 OH $1,300,000 7/24/08 9:30am 87 419 OH $1,500,000 7/15/08 10:30am 88 419 OH $2,000,000 7/31/08 10:00am 89 419 OH $2,100,000 7/10/08 2:30pm 90 330 OH $2,750,000 7/22/08 2:30pm 91 330 OH * 7/16/08 10:30am 92 513 OH * 7/10/08 2:30pm 93 419 OH * 7/16/08 2:00pm 94 419 OH * 7/23/08 10:00am 95 419 OH * 7/15/08 9:00am 96 541 OR $650,000 7/17/08 10:00am 97 541 OR $1,400,000 7/15/08 9:00am 98 541 OR * 7/2/08 10:30am 99 570 PA $2,000,000 7/22/08 10:00am 100 724 PA $2,100,000 7/24/08 2:00pm 101 814 PA $2,300,000 7/29/08 10:00am 102 724 PA $2,500,000 7/31/08 9:30am 103 570 PA * 7/9/08 10:00am 104 803 SC * 7/8/08 9:30am 105 803 SC * 7/9/08 10:30am 106 731 TN $500,000 7/16/08 2:00pm 107 731 TN * 7/30/08 9:00am 108 865 TN * 7/7/08 11:00am 109 615 TN * 7/15/08 9:00am 110 615 TN * 7/23/08 2:00pm 111 972 TX $500,000 7/23/08 2:30pm 112 210 TX $550,000 7/11/08 10:00am 113 713 TX $550,000 7/14/08 3:00pm 114 806 TX $1,100,000 7/7/08 10:00am 115 817 TX * 7/10/08 9:30am 116 713 TX * 6/26/08 9:30am 117 801 UT $900,000 7/16/08 9:00am 118 801 UT $2,500,000 7/1/08 10:30am 119 540 VA $1,000,000 7/30/08 2:00pm 120 540 VA $2,400,000 7/21/08 10:00am 121 802 VT $1,500,000 7/7/08 11:00am 122 360 WA $1,200,000 7/16/08 10:00am 123 425 WA $2,000,000 6/26/08 10:00am 124 206 WA * 7/15/08 9:30am 125 360 WA * 7/25/08 9:00am 126 360 WA * 7/31/08 10:30am 127 414 WI $450,000 7/15/08 9:30am 128 920 WI $1,500,000 7/29/08 10:00am 129 715 WI * 7/8/08 1:30pm 130 920 WI * 7/24/08 2:30pm 131 304 WV $800,000 7/21/08 10:00am 132 304 WV * 7/16/08 10:30am * More information will be provided when you speak with a 401kExchange representative.		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