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JUNE 16, 2010		NEWSLETTER SPONSORS
Industry Insight from Fred Barstein The Retirement Advisor University; TRAU™ Announces Open Enrollment      AFTER NINE MONTHS of planning and development, we are proud to announce the commencement of open enrollment for TRAU™, The Retirement Advisor University at UCLA Anderson School of Management Executive Education.  The first on campus session will be conducted at the UCLA Anderson Executive Education campus in Los Angeles California from September 29th –October 1st and can seat 60... Read More          Case of the Week:  Bankruptcy Protection by John Carl, President, Retirement Learning Center   IF MY CLIENT rolls over his 401(k) to an IRA, is it protected from the claims of creditors if he files for bankruptcy at a later date?  Our ERISA consultants on the Columbia Management Learning Center Resource Desk regularly receive calls from financial advisors who have questions about the protection of retirement assets when a client... Read More            From Last Week's Exchange May 2010 401kExchange Opportunity Index Demand for Good Advisors and Funds Soaring     THE MAY 2010 401kExchange Opportunity Indices¹ shows a robust demand for good advisors and funds, but the appetite of plan sponsors to change record keepers remains anemic.  Experienced advisors, especially the Elite 5000 DC Advisors (10 plans, +$30 million and 3 years experience), are growing their businesses at a robust... Read More        Prospect Pipeline APPOINTMENTS Over $150 Million in 401(k) Set Appointments Available! Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.   Lead # Area Code State Assets Appt. Date Appt Time 1 256 AL $300,000 6/23/10 10:00am 2 334 AL $500,000 6/30/10 10:00am 3 205 AL $1,100,000 6/30/10 10:00am 4 205 AL * 6/30/10 10:00am 5 707 CA $350,000 6/23/10 11:00am 6 510 CA $990,000 6/24/10 9:30am  7 424 CA $400,000 6/25/10 1:00pm  8 707 CA $1,000,000 6/29/10 9:00am  9 661 CA $250,000 6/30/10 10:00am 10 707 CA $400,000 7/20/10 9:00am  11 559 CA $450,000 7/22/10 10:00am 12 770 GA * 6/22/10 9:30am  13 770 GA $1,300,000 6/25/10 10:00am 14 478 GA $400,000 6/29/10 10:00am 15 912 GA $500,000 7/8/10 2:00pm  16 515 IA $800,000 6/29/10 9:00am  17 217 IL $400,000 6/22/10 9:00am  18 708 IL $990,000 6/22/10 10:00am 19 309 IL $500,000 6/23/10 2:00pm  20 309 IL * 6/23/10 9:30am  21 847 IL * 6/25/10 2:00pm  22 630 IL $250,000 6/29/10 10:00am 23 217 IL $600,000 6/29/10 2:00pm  24 815 IL $900,000 6/30/10 9:00am  25 847 IL $350,000 7/15/10 2:00pm  26 574 IN $500,000 6/23/10 10:00am 27 317 IN $250,000 6/24/10 9:00am  28 765 IN $1,200,000 6/24/10 10:00am 29 812 IN $1,080,000 6/25/10 2:00pm  30 219 IN $2,500,000 6/25/10 9:00am  31 317 IN $400,000 6/29/10 10:00am 32 260 IN $1,000,000 6/29/10 10:00am 33 574 IN $2,500,000 6/30/10 10:00am 34 620 KS $600,000 6/23/10 10:00am 35 913 KS $1,200,000 6/29/10 2:00pm  36 502 KY $400,000 6/21/10 9:00am  37 606 KY $230,000 6/23/10 10:30am 38 606 KY * 6/24/10 2:00pm  39 606 KY $1,000,000 7/6/10 2:00pm  40 318 LA $500,000 6/22/10 2:30pm  41 318 LA $725,000 6/22/10 3:00pm  42 318 LA $400,000 6/23/10 2:00pm  43 504 LA $400,000 6/23/10 10:30am 44 225 LA $2,000,000 6/23/10 1:30pm  45 318 LA $1,000,000 7/1/10 9:30am  46 301 MD $100,000 6/24/10 10:30am 47 410 MD * 6/29/10 2:30pm  48 207 ME * 7/15/10 9:00am  49 517 MI $2,800,000 6/21/10 11:00am 50 734 MI $150,000 6/24/10 1:00pm  51 231 MI * 6/25/10 10:00am 52 313 MI $300,000 6/28/10 10:00am 53 507 MN $660,000 6/22/10 10:00am 54 314 MO $525,000 6/23/10 2:30pm  55 314 MO * 6/23/10 9:00am  56 636 MO $320,000 6/24/10 10:00am 57 417 MO $600,000 6/30/10 9:30am  58 252 NC $2,500,000 6/22/10 10:00am 59 704 NC $500,000 6/23/10 9:00am  60 252 NC $1,200,000 6/25/10 2:00pm  61 252 NC $500,000 6/29/10 3:00pm  62 828 NC $700,000 6/29/10 10:00am 63 828 NC $1,000,000 6/29/10 9:00am  64 704 NC $200,000 6/30/10 3:00pm  65 252 NC $900,000 6/30/10 10:00am 66 336 NC * 7/2/10 10:00am 67 702 NV * 6/22/10 9:30am  68 716 NY $900,000 6/23/10 11:00am 69 716 NY $2,000,000 6/23/10 10:00am 70 716 NY * 6/24/10 2:00pm  71 585 NY $700,000 6/25/10 9:00am  72 607 NY $2,500,000 6/28/10 10:00am 73 585 NY * 6/28/10 10:00am 74 631 NY $280,000 6/29/10 10:00am 75 585 NY $2,800,000 7/1/10 10:00am 76 419 OH $500,000 6/21/10 3:00pm  77 419 OH $600,000 6/21/10 11:30am 78 330 OH $350,000 6/22/10 10:00am 79 216 OH $750,000 6/22/10 9:00am  80 216 OH $1,500,000 6/22/10 9:00am  81 513 OH $1,970,000 6/22/10 9:00am  82 513 OH $2,500,000 6/22/10 10:00am 83 614 OH * 6/22/10 10:00am 84 419 OH $500,000 6/23/10 9:00am  85 937 OH $500,000 6/23/10 1:00pm  86 419 OH $1,000,000 6/23/10 3:00pm  87 419 OH $2,000,000 6/23/10 9:00am  88 440 OH $840,000 6/24/10 10:00am 89 405 OK $2,000,000 6/30/10 2:00pm  90 541 OR $250,000 6/23/10 2:00pm  91 360 OR $350,000 6/29/10 10:00am 92 717 PA $350,000 6/22/10 10:00am 93 412 PA $1,500,000 6/24/10 10:00am 94 724 PA $600,000 6/29/10 10:00am 95 724 PA $1,000,000 7/6/10 10:00am 96 570 PA $1,200,000 7/13/10 2:00pm  97 843 SC $292,000 6/21/10 11:00am 98 803 SC $50,000 6/22/10 2:30pm  99 803 SC $120,000 6/22/10 10:00am 100 605 SD * 6/22/10 10:00am 101 605 SD $1,500,000 6/30/10 1:00pm  102 901 TN $430,000 6/22/10 10:00am 103 615 TN $1,100,000 6/28/10 1:00pm  104 432 TX $1,200,000 6/22/10 9:00am  105 903 TX $500,000 6/23/10 2:00pm  106 432 TX $2,000,000 6/23/10 10:00am 107 806 TX $390,000 6/24/10 11:30am 108 801 UT * 6/28/10 10:00am 109 435 UT $700,000 6/30/10 11:00am 110 703 VA $400,000 6/21/10 2:30pm  111 703 VA $400,000 6/21/10 11:00am 112 703 VA * 7/14/10 11:00am 113 802 VT $900,000 6/24/10 10:00am 114 608 WI $750,000 6/21/10 9:00am  115 920 WI $500,000 6/22/10 10:00am 116 414 WI $990,000 6/23/10 9:30am  117 262 WI * 6/23/10 10:00am 118 608 WI $400,000 6/24/10 3:00pm  119 920 WI $545,705 6/24/10 10:00am 120 414 WI * 6/24/10 10:30am 121 414 WI * 6/24/10 10:00am 122 262 WI $450,000 6/29/10 1:00pm  123 920 WI $500,000 6/29/10 10:00am 124 715 WI * 6/29/10 10:00am 125 608 WI $700,000 7/21/10 1:00pm  126 307 WY $1,500,000 6/29/10 10:30am    * More information will be provided when you speak with a 401kExchange representative.		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