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Industry Insight from Fred Barstein
The Growing Importance of TPAs
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IN CASE YOU have not noticed, more and more
providers are working with and through TPAs. This trend
is important for advisors because those who understand
the inherent value of working with a TPA will be better
positioned to build, grow and service their...
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Five Trends to Emerge from a Messy Market
IT SEEMS EVERYWHERE you turn these days
you see headlines about shaky markets and
anxious investors. What does all this mean for
401(k) plans? Here are five trends to watch....
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American Funds is Poised to Unleash its 403b
Game Plan
AS THE NON-PROFIT plan sector braces itself
for the 2009 effective date of the new
regulations from the IRS, the massive investment
manager evaluates its options in the space going
forward...
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From Last Week's
Exchange
Incenting Advisors to Consolidate their Broker of Record
Plans
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WHILE FEWER PLAN sponsors are changing their
record keeper, more and more are changing their advisor.
Over 90% of all appointments made by 401kExchange are
broker of record change opportunities, a phenomenon that
started almost three years ago. Record keepers under
pressure to grow need to find ways to...
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Prospect Pipeline APPOINTMENTS
Over $103 Million in 401(k) Set
Appointments Available!
Appointments currently available for
sale with Plan Sponsors who want to meet
face to face on a specific date and
time! For lead details, contact
your Account Executive or call
877-777-401k, extension 3573, to speak
with Mary Christopher (mchristopher@401kExchange.com).
|
Lead # |
Area Code |
State |
Assets |
Appt. Date |
Appt. Time |
|
1 |
256 |
AL |
$500,000
|
6/4/08
|
10:00am
|
|
2 |
251 |
AL |
$800,000
|
6/18/08
|
10:00am
|
|
3 |
501 |
AR |
$1,300,000
|
6/3/08
|
2:00pm
|
|
4 |
479 |
AR |
* |
6/25/08
|
2:00pm
|
|
5 |
650 |
CA |
$500,000
|
6/3/08
|
10:00am
|
|
6 |
904 |
FL |
$500,000
|
6/24/08
|
2:00pm
|
|
7 |
305 |
FL |
$800,000
|
6/3/08
|
9:30am
|
|
8 |
941 |
FL |
$1,200,000
|
6/17/08
|
11:00am
|
|
9 |
863 |
FL |
$1,600,000
|
5/29/08
|
9:00am
|
|
10 |
386 |
FL |
* |
6/18/08
|
9:30am
|
|
11 |
229 |
GA |
$1,600,001
|
6/17/08
|
11:00am
|
|
12 |
770 |
GA |
* |
6/17/08
|
3:30pm
|
|
13 |
404 |
GA |
* |
6/18/08
|
9:00am
|
|
14 |
515 |
IA |
$900,000
|
6/20/08
|
9:00am
|
|
15 |
515 |
IA |
$1,000,000
|
6/10/08
|
1:00pm
|
|
16 |
208 |
ID |
$2,950,000
|
6/17/08
|
10:00am
|
|
17 |
217 |
IL |
$1,000,000
|
6/10/08
|
10:30am
|
|
18 |
317 |
IN |
$450,000
|
6/24/08
|
2:30pm
|
|
19 |
260 |
IN |
$750,000
|
6/27/08
|
1:30pm
|
|
20 |
219 |
IN |
$900,000
|
6/23/08
|
9:00am
|
|
21 |
317 |
IN |
$1,500,000
|
6/5/08
|
10:30am
|
|
22 |
317 |
IN |
$2,500,000
|
6/16/08
|
2:00pm
|
|
23 |
317 |
IN |
* |
6/5/08
|
9:30am
|
|
24 |
260 |
IN |
* |
6/19/08
|
10:00am
|
|
25 |
317 |
IN |
* |
6/17/08
|
10:00am
|
|
26 |
812 |
IN |
* |
6/24/08
|
9:00am
|
|
27 |
574 |
IN |
* |
6/10/08
|
9:30am
|
|
28 |
620 |
KS |
$910,000
|
6/3/08
|
11:00am
|
|
29 |
502 |
KY |
* |
6/9/08
|
2:00pm
|
|
30 |
225 |
LA |
$300,000
|
6/25/08
|
10:00am
|
|
31 |
318 |
LA |
$400,000
|
6/4/08
|
10:00am
|
|
32 |
318 |
LA |
$500,000
|
6/10/08
|
9:00am
|
|
33 |
781 |
MA |
$120,000
|
6/26/08
|
10:00am
|
|
34 |
508 |
MA |
$350,000
|
6/26/08
|
10:00am
|
|
35 |
508 |
MA |
$500,000
|
6/11/08
|
11:00am
|
|
36 |
617 |
MA |
$600,000
|
6/23/08
|
9:00am
|
|
37 |
617 |
MA |
$800,000
|
6/27/08
|
12:30pm
|
|
38 |
508 |
MA |
$1,500,000
|
6/3/08
|
9:00am
|
|
39 |
301 |
MD |
$500,000
|
6/2/08
|
9:00am
|
|
40 |
410 |
MD |
$700,000
|
6/25/08
|
10:00am
|
|
41 |
207 |
ME |
* |
6/11/08
|
2:00pm
|
|
42 |
734 |
MI |
$400,000
|
6/18/08
|
9:00am
|
|
43 |
586 |
MI |
* |
6/4/08
|
10:00am
|
|
44 |
734 |
MI |
* |
6/10/08
|
10:00am
|
|
45 |
952 |
MN |
$2,000,000
|
6/2/08
|
11:00am
|
|
46 |
952 |
MN |
* |
6/20/08
|
1:00pm
|
|
47 |
320 |
MN |
* |
6/24/08
|
9:00am
|
|
48 |
314 |
MO |
$500,000
|
6/10/08
|
9:00am
|
|
49 |
314 |
MO |
$1,000,000
|
6/5/08
|
3:00pm
|
|
50 |
636 |
MO |
$1,000,000
|
6/9/08
|
10:00am
|
|
51 |
314 |
MO |
$1,750,000
|
6/17/08
|
11:30am
|
|
52 |
816 |
MO |
* |
6/2/08
|
2:00pm
|
|
53 |
573 |
MO |
* |
6/5/08
|
9:30am
|
|
54 |
662 |
MS |
$2,000,000
|
6/5/08
|
10:00am
|
|
55 |
252 |
NC |
$320,000
|
6/13/08
|
10:00am
|
|
56 |
252 |
NC |
$1,150,000
|
6/9/08
|
2:00pm
|
|
57 |
336 |
NC |
$1,200,000
|
6/12/08
|
2:00pm
|
|
58 |
603 |
NH |
$400,000
|
6/5/08
|
3:00pm
|
|
59 |
603 |
NH |
$650,000
|
6/12/08
|
9:00am
|
|
60 |
973 |
NJ |
$110,000
|
5/29/08
|
2:00pm
|
|
61 |
201 |
NJ |
* |
6/12/08
|
9:30am
|
|
62 |
505 |
NM |
* |
6/10/08
|
9:00am
|
|
63 |
646 |
NY |
$350,000
|
6/10/08
|
10:00am
|
|
64 |
718 |
NY |
$400,000
|
5/29/08
|
12:00pm
|
|
65 |
212 |
NY |
$500,000
|
6/4/08
|
11:00am
|
|
66 |
914 |
NY |
$650,000
|
6/24/08
|
2:00pm
|
|
67 |
937 |
OH |
$450,000
|
6/6/08
|
9:00am
|
|
68 |
937 |
OH |
$550,000
|
6/3/08
|
10:00am
|
|
69 |
419 |
OH |
$600,000
|
6/4/08
|
10:00am
|
|
70 |
937 |
OH |
$700,000
|
6/3/08
|
9:00am
|
|
71 |
740 |
OH |
$1,600,000
|
6/11/08
|
10:30am
|
|
72 |
419 |
OH |
$2,100,000
|
6/3/08
|
10:00am
|
|
73 |
937 |
OH |
$2,200,000
|
6/5/08
|
3:30pm
|
|
74 |
419 |
OH |
$2,500,000
|
6/13/08
|
9:30am
|
|
75 |
937 |
OH |
$2,800,000
|
6/3/08
|
10:00am
|
|
76 |
937 |
OH |
* |
6/12/08
|
2:00pm
|
|
77 |
614 |
OH |
* |
6/10/08
|
10:00am
|
|
78 |
513 |
OH |
* |
6/3/08
|
11:00am
|
|
79 |
440 |
OH |
* |
6/12/08
|
10:00am
|
|
80 |
440 |
OH |
* |
6/4/08
|
9:00am
|
|
81 |
937 |
OH |
* |
6/4/08
|
2:00pm
|
|
82 |
580 |
OK |
$1,000,000
|
6/4/08
|
2:00pm
|
|
83 |
918 |
OK |
$2,500,000
|
6/11/08
|
2:00pm
|
|
84 |
405 |
OK |
* |
6/5/08
|
9:00am
|
|
85 |
503 |
OR |
$400,000
|
6/18/08
|
9:00am
|
|
86 |
541 |
OR |
$1,600,000
|
6/2/08
|
9:00am
|
|
87 |
570 |
PA |
$400,000
|
6/12/08
|
12:00pm
|
|
88 |
412 |
PA |
$1,500,000
|
6/10/08
|
10:00am
|
|
89 |
724 |
PA |
* |
6/17/08
|
2:00pm
|
|
90 |
843 |
SC |
$400,000
|
6/26/08
|
10:30am
|
|
91 |
843 |
SC |
$580,000
|
6/24/08
|
9:30am
|
|
92 |
843 |
SC |
$600,000
|
6/30/08
|
10:00am
|
|
93 |
803 |
SC |
$2,000,000
|
6/18/08
|
9:00am
|
|
94 |
864 |
SC |
* |
6/12/08
|
3:00pm
|
|
95 |
901 |
TN |
$400,000
|
6/3/08
|
9:30am
|
|
96 |
731 |
TN |
$420,000
|
6/18/08
|
1:00pm
|
|
97 |
731 |
TN |
$675,000
|
6/11/08
|
2:00pm
|
|
98 |
901 |
TN |
$1,500,000
|
6/17/08
|
9:00am
|
|
99 |
469 |
TX |
$274,000
|
6/26/08
|
10:30am
|
|
100 |
806 |
TX |
$400,000
|
6/13/08
|
10:30am
|
|
101 |
806 |
TX |
$400,000
|
6/27/08
|
2:00pm
|
|
102 |
713 |
TX |
$450,000
|
6/25/08
|
2:00pm
|
|
103 |
713 |
TX |
$750,000
|
6/4/08
|
9:00am
|
|
104 |
409 |
TX |
$1,200,000
|
6/5/08
|
2:00pm
|
|
105 |
972 |
TX |
$1,500,000
|
6/11/08
|
10:00am
|
|
106 |
214 |
TX |
$1,500,000
|
6/27/08
|
10:00am
|
|
107 |
281 |
TX |
$1,500,000
|
6/27/08
|
10:30am
|
|
108 |
713 |
TX |
$2,900,000
|
6/3/08
|
9:00am
|
|
109 |
713 |
TX |
* |
6/19/08
|
2:00pm
|
|
110 |
713 |
TX |
* |
6/9/08
|
1:00pm
|
|
111 |
972 |
TX |
* |
6/2/08
|
9:00am
|
|
112 |
703 |
VA |
$400,000
|
6/19/08
|
10:00am
|
|
113 |
703 |
VA |
$750,000
|
6/16/08
|
2:00pm
|
|
114 |
703 |
VA |
$800,000
|
6/16/08
|
11:00am
|
|
115 |
540 |
VA |
$1,000,000
|
6/12/08
|
10:00am
|
|
116 |
703 |
VA |
$1,900,000
|
6/11/08
|
9:00am
|
|
117 |
509 |
WA |
$500,000
|
6/18/08
|
1:30pm
|
|
118 |
360 |
WA |
$750,000
|
5/29/08
|
11:00am
|
|
119 |
425 |
WA |
$1,500,000
|
6/10/08
|
2:00pm
|
|
120 |
206 |
WA |
$1,500,000
|
6/25/08
|
10:00am
|
|
121 |
920 |
WI |
$300,000
|
6/9/08
|
9:00am
|
|
122 |
920 |
WI |
$700,000
|
6/11/08
|
11:00am
|
|
123 |
715 |
WI |
$800,000
|
6/10/08
|
9:00am
|
|
124 |
715 |
WI |
$999,000
|
6/17/08
|
3:00pm
|
|
125 |
715 |
WI |
$1,500,000
|
5/29/08
|
9:00am
|
|
126 |
414 |
WI |
$1,500,000
|
6/25/08
|
10:30am
|
|
127 |
715 |
WI |
$1,500,000
|
6/25/08
|
3:00pm
|
|
128 |
262 |
WI |
$1,700,000
|
6/24/08
|
9:00am
|
|
129 |
920 |
WI |
$2,500,000
|
5/29/08
|
1:30pm
|
|
130 |
262 |
WI |
$2,500,000
|
6/26/08
|
3:00pm
|
|
131 |
262 |
WI |
* |
6/11/08
|
1:00pm
|
* More information will be provided
when you speak with a 401kExchange
representative. |
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