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MAY 28, 2008

NEWSLETTER SPONSORS

 
 
Industry Insight from Fred Barstein
The Growing Importance of TPAs
 
 

IN CASE YOU have not noticed, more and more providers are working with and through TPAs. This trend is important for advisors because those who understand the inherent value of working with a TPA will be better positioned to build, grow and service their...
Read More

 
 
 
Symetra

Five Trends to Emerge from a Messy Market

IT SEEMS EVERYWHERE you turn these days you see headlines about shaky markets and anxious investors. What does all this mean for 401(k) plans? Here are five trends to watch....

Read More

 
 
 

American Funds is Poised to Unleash its 403b Game Plan

AS THE NON-PROFIT plan sector braces itself for the 2009 effective date of the new regulations from the IRS, the massive investment manager evaluates its options in the space going forward...
Read More

 
 
 
From Last Week's Exchange
Incenting Advisors to Consolidate their Broker of Record Plans
 
 

WHILE FEWER PLAN sponsors are changing their record keeper, more and more are changing their advisor. Over 90% of all appointments made by 401kExchange are broker of record change opportunities, a phenomenon that started almost three years ago. Record keepers under pressure to grow need to find ways to...
Read More

 
 

Prospect Pipeline APPOINTMENTS
Over $103 Million in 401(k) Set Appointments Available!

Appointments currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time!  For lead details, contact your Account Executive or call 877-777-401k, extension 3573, to speak with Mary Christopher (mchristopher@401kExchange.com).

Lead #

Area Code

State Assets Appt. Date Appt. Time

1

256

AL

$500,000

6/4/08

10:00am

2

251

AL

$800,000

6/18/08

10:00am

3

501

AR

$1,300,000

6/3/08

2:00pm

4

479

AR

*

6/25/08

2:00pm

5

650

CA

$500,000

6/3/08

10:00am

6

904

FL

$500,000

6/24/08

2:00pm

7

305

FL

$800,000

6/3/08

9:30am

8

941

FL

$1,200,000

6/17/08

11:00am

9

863

FL

$1,600,000

5/29/08

9:00am

10

386

FL

*

6/18/08

9:30am

11

229

GA

$1,600,001

6/17/08

11:00am

12

770

GA

*

6/17/08

3:30pm

13

404

GA

*

6/18/08

9:00am

14

515

IA

$900,000

6/20/08

9:00am

15

515

IA

$1,000,000

6/10/08

1:00pm

16

208

ID

$2,950,000

6/17/08

10:00am

17

217

IL

$1,000,000

6/10/08

10:30am

18

317

IN

$450,000

6/24/08

2:30pm

19

260

IN

$750,000

6/27/08

1:30pm

20

219

IN

$900,000

6/23/08

9:00am

21

317

IN

$1,500,000

6/5/08

10:30am

22

317

IN

$2,500,000

6/16/08

2:00pm

23

317

IN

*

6/5/08

9:30am

24

260

IN

*

6/19/08

10:00am

25

317

IN

*

6/17/08

10:00am

26

812

IN

*

6/24/08

9:00am

27

574

IN

*

6/10/08

9:30am

28

620

KS

$910,000

6/3/08

11:00am

29

502

KY

*

6/9/08

2:00pm

30

225

LA

$300,000

6/25/08

10:00am

31

318

LA

$400,000

6/4/08

10:00am

32

318

LA

$500,000

6/10/08

9:00am

33

781

MA

$120,000

6/26/08

10:00am

34

508

MA

$350,000

6/26/08

10:00am

35

508

MA

$500,000

6/11/08

11:00am

36

617

MA

$600,000

6/23/08

9:00am

37

617

MA

$800,000

6/27/08

12:30pm

38

508

MA

$1,500,000

6/3/08

9:00am

39

301

MD

$500,000

6/2/08

9:00am

40

410

MD

$700,000

6/25/08

10:00am

41

207

ME

*

6/11/08

2:00pm

42

734

MI

$400,000

6/18/08

9:00am

43

586

MI

*

6/4/08

10:00am

44

734

MI

*

6/10/08

10:00am

45

952

MN

$2,000,000

6/2/08

11:00am

46

952

MN

*

6/20/08

1:00pm

47

320

MN

*

6/24/08

9:00am

48

314

MO

$500,000

6/10/08

9:00am

49

314

MO

$1,000,000

6/5/08

3:00pm

50

636

MO

$1,000,000

6/9/08

10:00am

51

314

MO

$1,750,000

6/17/08

11:30am

52

816

MO

*

6/2/08

2:00pm

53

573

MO

*

6/5/08

9:30am

54

662

MS

$2,000,000

6/5/08

10:00am

55

252

NC

$320,000

6/13/08

10:00am

56

252

NC

$1,150,000

6/9/08

2:00pm

57

336

NC

$1,200,000

6/12/08

2:00pm

58

603

NH

$400,000

6/5/08

3:00pm

59

603

NH

$650,000

6/12/08

9:00am

60

973

NJ

$110,000

5/29/08

2:00pm

61

201

NJ

*

6/12/08

9:30am

62

505

NM

*

6/10/08

9:00am

63

646

NY

$350,000

6/10/08

10:00am

64

718

NY

$400,000

5/29/08

12:00pm

65

212

NY

$500,000

6/4/08

11:00am

66

914

NY

$650,000

6/24/08

2:00pm

67

937

OH

$450,000

6/6/08

9:00am

68

937

OH

$550,000

6/3/08

10:00am

69

419

OH

$600,000

6/4/08

10:00am

70

937

OH

$700,000

6/3/08

9:00am

71

740

OH

$1,600,000

6/11/08

10:30am

72

419

OH

$2,100,000

6/3/08

10:00am

73

937

OH

$2,200,000

6/5/08

3:30pm

74

419

OH

$2,500,000

6/13/08

9:30am

75

937

OH

$2,800,000

6/3/08

10:00am

76

937

OH

*

6/12/08

2:00pm

77

614

OH

*

6/10/08

10:00am

78

513

OH

*

6/3/08

11:00am

79

440

OH

*

6/12/08

10:00am

80

440

OH

*

6/4/08

9:00am

81

937

OH

*

6/4/08

2:00pm

82

580

OK

$1,000,000

6/4/08

2:00pm

83

918

OK

$2,500,000

6/11/08

2:00pm

84

405

OK

*

6/5/08

9:00am

85

503

OR

$400,000

6/18/08

9:00am

86

541

OR

$1,600,000

6/2/08

9:00am

87

570

PA

$400,000

6/12/08

12:00pm

88

412

PA

$1,500,000

6/10/08

10:00am

89

724

PA

*

6/17/08

2:00pm

90

843

SC

$400,000

6/26/08

10:30am

91

843

SC

$580,000

6/24/08

9:30am

92

843

SC

$600,000

6/30/08

10:00am

93

803

SC

$2,000,000

6/18/08

9:00am

94

864

SC

*

6/12/08

3:00pm

95

901

TN

$400,000

6/3/08

9:30am

96

731

TN

$420,000

6/18/08

1:00pm

97

731

TN

$675,000

6/11/08

2:00pm

98

901

TN

$1,500,000

6/17/08

9:00am

99

469

TX

$274,000

6/26/08

10:30am

100

806

TX

$400,000

6/13/08

10:30am

101

806

TX

$400,000

6/27/08

2:00pm

102

713

TX

$450,000

6/25/08

2:00pm

103

713

TX

$750,000

6/4/08

9:00am

104

409

TX

$1,200,000

6/5/08

2:00pm

105

972

TX

$1,500,000

6/11/08

10:00am

106

214

TX

$1,500,000

6/27/08

10:00am

107

281

TX

$1,500,000

6/27/08

10:30am

108

713

TX

$2,900,000

6/3/08

9:00am

109

713

TX

*

6/19/08

2:00pm

110

713

TX

*

6/9/08

1:00pm

111

972

TX

*

6/2/08

9:00am

112

703

VA

$400,000

6/19/08

10:00am

113

703

VA

$750,000

6/16/08

2:00pm

114

703

VA

$800,000

6/16/08

11:00am

115

540

VA

$1,000,000

6/12/08

10:00am

116

703

VA

$1,900,000

6/11/08

9:00am

117

509

WA

$500,000

6/18/08

1:30pm

118

360

WA

$750,000

5/29/08

11:00am

119

425

WA

$1,500,000

6/10/08

2:00pm

120

206

WA

$1,500,000

6/25/08

10:00am

121

920

WI

$300,000

6/9/08

9:00am

122

920

WI

$700,000

6/11/08

11:00am

123

715

WI

$800,000

6/10/08

9:00am

124

715

WI

$999,000

6/17/08

3:00pm

125

715

WI

$1,500,000

5/29/08

9:00am

126

414

WI

$1,500,000

6/25/08

10:30am

127

715

WI

$1,500,000

6/25/08

3:00pm

128

262

WI

$1,700,000

6/24/08

9:00am

129

920

WI

$2,500,000

5/29/08

1:30pm

130

262

WI

$2,500,000

6/26/08

3:00pm

131

262

WI

*

6/11/08

1:00pm

* More information will be provided
when you speak with a 401kExchange representative.

 

Symetra

Transamerica

RolloverSystems

RSM McGladregy

JP Morgan

Diversified

DailyAccess

Columbia Management

PacificLife

Standard
Goldman Sachs
Standard

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