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Attention Advisors:
Earn Free Tools
in the
2008 DCP Advisor Study
On behalf of
Boston Research Group and 401kExchange, we cordially invite you to
participate in the annual DCP Advisor Study. The 2008 on-line survey
allows you...
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Industry Insight from Marcus Chandler
Shifting Market Trends; Shifting Sales Strategies
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FOR
THOSE ADVISORS who regularly read Fred Barstein’s
articles quoting the “Opportunity Index”--a measurement
of plan sponsors willingness or interest in changing
record keepers, I am sure it hasn’t gone without notice
that this index continues to plummet.
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An Advisor’s Guide to QDIA Implementation
THE PENSION PROTECTION Act’s (PPA) new
safe harbor provisions for auto enrollment into
Qualified Default Investment Alternatives (QDIAs)
present retirement advisors with a key
opportunity: to go beyond merely presenting
investment solutions to guiding QDIA
implementation, thereby ensuring plan...
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Terminated
Employees Can Be Toxic to the Health of Your
Plan
THE
SUPREME COURT’S recent decision allowing 401(k)
participants to sue plan administrators for breach
of fiduciary responsibility may be...
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LA Times Weighs in on Miller Bill
THE LOS ANGELES Times, which came out
with a series of articles on 401k fees in 2006,
expressed its support for the bill...
Read More
Mutual of Omaha Unveils Expansion Plans for its
New Sub
MUTUAL OF OMAHA plans to double the
headcount at its new subsidiary, Retirement
Marketing Solutions...
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From Last Week's
Exchange
401(k) Services Becoming Even More Commoditized
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EACH YEAR, 401KEXCHANGE surveys plan
sponsors asking, among other things, what their
provider could improve upon and what they do
best. In order to get an idea of the reasons
that cause change, we...
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Prospect Pipeline APPOINTMENTS
Over $158 Million in 401(k) Set
Appointments Available!
Appointments currently available for
sale with Plan Sponsors who want to meet
face to face on a specific date and
time! For lead details, contact
your Account Executive or call
877-777-401k, extension 3573, to speak
with Mary Christopher (mchristopher@401kExchange.com).
|
Lead # |
Area Code |
State |
Assets |
Appt. Date |
Appt. Time |
|
1 |
256 |
AL |
* |
5/15/08
|
10:00am
|
|
2 |
520 |
AZ |
$2,900,000
|
5/21/08
|
10:00am
|
|
3 |
661 |
CA |
$125,000
|
5/2/08
|
10:00am
|
|
4 |
310 |
CA |
$150,000
|
5/8/08
|
10:00am
|
|
5 |
323 |
CA |
$200,000
|
5/15/08
|
10:30am
|
|
6 |
310 |
CA |
$215,000
|
5/8/08
|
9:30am
|
|
7 |
310 |
CA |
$300,000
|
5/8/08
|
2:00pm
|
|
8 |
650 |
CA |
$350,000
|
5/27/08
|
10:00am
|
|
9 |
323 |
CA |
* |
5/28/08
|
2:00pm
|
|
10 |
562 |
CA |
* |
5/29/08
|
10:00am
|
|
11 |
650 |
CA |
* |
5/19/08
|
3:30pm
|
|
12 |
719 |
CO |
$225,000
|
5/6/08
|
2:30pm
|
|
13 |
719 |
CO |
$500,000
|
5/14/08
|
2:00pm
|
|
14 |
203 |
CT |
$600,000
|
5/15/08
|
11:00am
|
|
15 |
203 |
CT |
$1,800,000
|
4/28/08
|
10:00am
|
|
16 |
203 |
CT |
* |
5/28/08
|
10:00am
|
|
17 |
904 |
FL |
$500,000
|
4/30/08
|
10:00am
|
|
18 |
352 |
FL |
$500,000
|
5/23/08
|
10:00am
|
|
19 |
850 |
FL |
$700,000
|
4/24/08
|
1:30pm
|
|
20 |
954 |
FL |
$800,000
|
5/1/08
|
2:30pm
|
|
21 |
352 |
FL |
$950,000
|
5/20/08
|
10:00am
|
|
22 |
352 |
FL |
$1,000,000
|
4/23/08
|
10:00am
|
|
23 |
954 |
FL |
$1,000,000
|
5/15/08
|
2:00pm
|
|
24 |
305 |
FL |
* |
5/19/08
|
9:00am
|
|
25 |
813 |
FL |
* |
5/21/08
|
10:00am
|
|
26 |
727 |
FL |
* |
5/22/08
|
2:00pm
|
|
27 |
813 |
FL |
* |
4/23/08
|
10:00am
|
|
28 |
813 |
FL |
* |
5/22/08
|
10:00am
|
|
29 |
706 |
GA |
$210,000
|
5/28/08
|
2:00pm
|
|
30 |
770 |
GA |
$400,000
|
5/19/08
|
9:00am
|
|
31 |
706 |
GA |
$600,000
|
5/14/08
|
10:00am
|
|
32 |
706 |
GA |
$600,000
|
5/20/08
|
9:30am
|
|
33 |
229 |
GA |
$1,000,000
|
5/28/08
|
10:00am
|
|
34 |
706 |
GA |
$2,500,000
|
5/15/08
|
10:00am
|
|
35 |
770 |
GA |
* |
5/26/08
|
10:00am
|
|
36 |
770 |
GA |
* |
5/14/08
|
3:00pm
|
|
37 |
404 |
GA |
* |
5/14/08
|
9:00am
|
|
38 |
770 |
GA |
* |
5/6/08
|
10:00am
|
|
39 |
404 |
GA |
* |
4/29/08
|
1:30pm
|
|
40 |
404 |
GA |
* |
5/30/08
|
9:30am
|
|
41 |
563 |
IA |
$500,000
|
5/7/08
|
9:00am
|
|
42 |
217 |
IL |
$481,000
|
5/20/08
|
2:00pm
|
|
43 |
847 |
IL |
$1,000,000
|
4/25/08
|
10:00am
|
|
44 |
217 |
IL |
$1,100,000
|
5/19/08
|
9:30am
|
|
45 |
309 |
IL |
$1,700,000
|
4/29/08
|
10:00am
|
|
46 |
708 |
IL |
* |
4/30/08
|
10:00am
|
|
47 |
607 |
IL |
* |
5/13/08
|
10:00am
|
|
48 |
312 |
IL |
* |
5/14/08
|
9:30am
|
|
49 |
847 |
IL |
* |
5/5/08
|
9:30am
|
|
50 |
312 |
IL |
* |
5/5/08
|
10:00am
|
|
51 |
574 |
IN |
$500,000
|
5/7/08
|
10:30am
|
|
52 |
260 |
IN |
$700,000
|
5/20/08
|
2:00pm
|
|
53 |
574 |
IN |
$850,000
|
5/5/08
|
9:00am
|
|
54 |
260 |
IN |
$850,000
|
5/28/08
|
2:30pm
|
|
55 |
317 |
IN |
$931,000
|
5/8/08
|
9:00am
|
|
56 |
812 |
IN |
$1,000,000
|
5/20/08
|
9:00am
|
|
57 |
812 |
IN |
$1,000,000
|
5/30/08
|
9:30am
|
|
58 |
317 |
IN |
$1,900,000
|
5/21/08
|
2:00pm
|
|
59 |
812 |
IN |
$2,000,000
|
5/28/08
|
2:00pm
|
|
60 |
317 |
IN |
$2,200,000
|
5/7/08
|
9:30am
|
|
61 |
317 |
IN |
* |
4/24/08
|
10:30am
|
|
62 |
765 |
IN |
* |
4/23/08
|
3:00pm
|
|
63 |
219 |
IN |
* |
5/14/08
|
9:00am
|
|
64 |
620 |
KS |
$400,000
|
4/24/08
|
2:00pm
|
|
65 |
620 |
KS |
$2,100,000
|
5/6/08
|
9:00am
|
|
66 |
620 |
KS |
* |
5/13/08
|
9:00am
|
|
67 |
913 |
KS |
* |
6/5/08
|
9:00am
|
|
68 |
270 |
KY |
$1,400,000
|
4/29/08
|
10:30am
|
|
69 |
318 |
LA |
$350,000
|
5/6/08
|
10:00am
|
|
70 |
318 |
LA |
$350,000
|
5/21/08
|
2:00pm
|
|
71 |
504 |
LA |
$390,000
|
5/20/08
|
9:00am
|
|
72 |
225 |
LA |
$400,000
|
5/15/08
|
11:00am
|
|
73 |
225 |
LA |
$600,000
|
5/20/08
|
12:30pm
|
|
74 |
225 |
LA |
$700,000
|
5/15/08
|
12:00pm
|
|
75 |
225 |
LA |
* |
5/22/08
|
10:00am
|
|
76 |
617 |
MA |
$500,000
|
4/25/08
|
9:30am
|
|
77 |
781 |
MA |
$600,000
|
4/29/08
|
10:00am
|
|
78 |
781 |
MA |
* |
5/15/08
|
10:00am
|
|
79 |
301 |
MD |
$300,000
|
5/6/08
|
9:30am
|
|
80 |
301 |
MD |
$300,000
|
5/7/08
|
9:30am
|
|
81 |
301 |
MD |
$370,000
|
4/29/08
|
4:00pm
|
|
82 |
301 |
MD |
$700,000
|
5/21/08
|
10:00am
|
|
83 |
410 |
MD |
$1,700,000
|
5/20/08
|
10:00am
|
|
84 |
301 |
MD |
* |
5/9/08
|
11:00am
|
|
85 |
301 |
MD |
* |
5/29/08
|
9:00am
|
|
86 |
207 |
ME |
$2,400,000
|
5/16/08
|
10:00am
|
|
87 |
248 |
MI |
$250,000
|
5/16/08
|
10:00am
|
|
88 |
231 |
MI |
$400,000
|
4/29/08
|
10:00am
|
|
89 |
269 |
MI |
$500,000
|
4/25/08
|
10:00am
|
|
90 |
248 |
MI |
$600,000
|
5/15/08
|
10:00am
|
|
91 |
517 |
MI |
$1,600,000
|
5/8/08
|
9:00am
|
|
92 |
231 |
MI |
$2,300,000
|
4/29/08
|
2:00pm
|
|
93 |
248 |
MI |
* |
5/21/08
|
10:00am
|
|
94 |
734 |
MI |
* |
4/29/08
|
10:00am
|
|
95 |
763 |
MN |
$300,000
|
4/23/08
|
10:00am
|
|
96 |
763 |
MN |
$700,000
|
5/6/08
|
2:00pm
|
|
97 |
612 |
MN |
$700,000
|
5/7/08
|
1:00pm
|
|
98 |
651 |
MN |
$1,000,000
|
5/9/08
|
10:30am
|
|
99 |
763 |
MN |
$1,100,000
|
5/14/08
|
9:00am
|
|
100 |
952 |
MN |
$1,200,000
|
4/29/08
|
10:00am
|
|
101 |
651 |
MN |
$1,400,000
|
4/24/08
|
9:00am
|
|
102 |
952 |
MN |
$1,800,000
|
5/6/08
|
10:00am
|
|
103 |
651 |
MN |
$2,000,000
|
4/24/08
|
3:00pm
|
|
104 |
952 |
MN |
$2,300,000
|
5/27/08
|
11:00am
|
|
105 |
507 |
MN |
$2,700,000
|
5/15/08
|
11:00am
|
|
106 |
651 |
MN |
* |
5/14/08
|
9:30am
|
|
107 |
507 |
MN |
* |
5/13/08
|
10:00am
|
|
108 |
952 |
MN |
* |
5/16/08
|
1:00pm
|
|
109 |
952 |
MN |
* |
5/22/08
|
2:00pm
|
|
110 |
314 |
MO |
$1,000,000
|
5/15/08
|
10:00am
|
|
111 |
417 |
MO |
$1,500,000
|
5/15/08
|
10:00am
|
|
112 |
314 |
MO |
$1,800,000
|
5/21/08
|
10:30am
|
|
113 |
314 |
MO |
$2,100,000
|
5/22/08
|
1:30pm
|
|
114 |
314 |
MO |
* |
4/28/08
|
10:00am
|
|
115 |
573 |
MO |
* |
5/1/08
|
9:30am
|
|
116 |
601 |
MS |
$1,750,000
|
5/6/08
|
10:00am
|
|
117 |
601 |
MS |
$2,600,000
|
4/24/08
|
4:00pm
|
|
118 |
662 |
MS |
* |
5/16/08
|
9:00am
|
|
119 |
910 |
NC |
$400,000
|
5/30/08
|
2:00pm
|
|
120 |
910 |
NC |
$500,000
|
4/28/08
|
9:00am
|
|
121 |
919 |
NC |
$550,000
|
4/28/08
|
9:30am
|
|
122 |
919 |
NC |
$600,000
|
5/6/08
|
10:00am
|
|
123 |
336 |
NC |
$700,000
|
5/7/08
|
1:00pm
|
|
124 |
336 |
NC |
$1,000,000
|
4/23/08
|
9:00am
|
|
125 |
252 |
NC |
$2,000,000
|
5/6/08
|
3:30pm
|
|
126 |
701 |
ND |
* |
5/13/08
|
2:00pm
|
|
127 |
603 |
NH |
* |
5/14/08
|
10:00am
|
|
128 |
856 |
NJ |
$200,000
|
4/30/08
|
10:00am
|
|
129 |
201 |
NJ |
* |
5/20/08
|
10:00am
|
|
130 |
212 |
NY |
$400,000
|
5/20/08
|
2:00pm
|
|
131 |
607 |
NY |
$450,000
|
4/29/08
|
10:00am
|
|
132 |
212 |
NY |
$500,000
|
4/23/08
|
12:00pm
|
|
133 |
585 |
NY |
$800,000
|
5/14/08
|
9:30am
|
|
134 |
212 |
NY |
$800,000
|
5/22/08
|
10:00am
|
|
135 |
607 |
NY |
$950,000
|
4/24/08
|
2:00pm
|
|
136 |
518 |
NY |
$1,000,000
|
5/22/08
|
9:00am
|
|
137 |
315 |
NY |
$1,100,000
|
5/7/08
|
10:00am
|
|
138 |
518 |
NY |
$1,400,000
|
5/13/08
|
11:00am
|
|
139 |
585 |
NY |
$2,000,000
|
5/14/08
|
10:00am
|
|
140 |
631 |
NY |
$2,000,000
|
5/29/08
|
11:00am
|
|
141 |
718 |
NY |
$2,300,000
|
5/8/08
|
1:00pm
|
|
142 |
518 |
NY |
* |
5/7/08
|
10:00am
|
|
143 |
937 |
OH |
$450,000
|
5/28/08
|
10:00am
|
|
144 |
216 |
OH |
* |
5/6/08
|
10:00am
|
|
145 |
918 |
OK |
* |
4/23/08
|
2:00pm
|
|
146 |
503 |
OR |
$300,000
|
5/20/08
|
10:30am
|
|
147 |
541 |
OR |
$2,000,000
|
5/12/08
|
9:00am
|
|
148 |
503 |
OR |
* |
4/25/08
|
2:00pm
|
|
149 |
215 |
PA |
$500,000
|
5/22/08
|
10:00am
|
|
150 |
717 |
PA |
$700,000
|
4/23/08
|
2:30pm
|
|
151 |
814 |
PA |
$800,000
|
5/28/08
|
4:30pm
|
|
152 |
717 |
PA |
$1,800,000
|
5/22/08
|
10:30am
|
|
153 |
724 |
PA |
* |
5/21/08
|
9:30am
|
|
154 |
717 |
PA |
* |
5/21/08
|
2:00pm
|
|
155 |
717 |
PA |
* |
5/15/08
|
9:30am
|
|
156 |
610 |
PA |
* |
5/21/08
|
10:00am
|
|
157 |
401 |
RI |
$450,000
|
5/28/08
|
2:00pm
|
|
158 |
401 |
RI |
$550,000
|
4/25/08
|
9:00am
|
|
159 |
864 |
SC |
$2,500,000
|
5/22/08
|
10:00am
|
|
160 |
843 |
SC |
* |
4/30/08
|
2:30pm
|
|
161 |
615 |
TN |
$500,000
|
5/6/08
|
9:00am
|
|
162 |
423 |
TN |
$1,500,000
|
5/27/08
|
2:00pm
|
|
163 |
423 |
TN |
$2,000,000
|
4/30/08
|
11:00am
|
|
164 |
423 |
TN |
* |
| | |