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APRIL 22, 2009

NEWSLETTER SPONSORS

 
 
Industry Insight from Fred Barstein
Active Sponsors Concerned about Fees, Performance & Education
 
 

WITH SEVERE MARKET DECLINES and better service and infrastructure, it is no wonder that fees, fund performance and employee education continues to dominate the concerns of 401(k) plan sponsors that are thinking of changing or actively searching for a new record keeper in 2008....
Read More

 
 
Black Knight
Black Knight Asset Management Profile
 

WITH THE COLLAPSE OF THE US and international equities market, more DC assets than ever have flowed into stable value and fixed income funds.  When markets were booming, everyone thought that stable value was a commodity and that all that...
Read More

 
From Last Week's Exchange
Defining a No Conflict 401(k) System
 

TRUE NORTH IS USEFUL not because it is reachable but because it provides a good guide.  Though no conflict in 401(k) plans may be unattainable, describing what it might look like can provide a useful compass to determine how close or far the current system may be...
Read More

 

Prospect Pipeline APPOINTMENTS
Over $72 Million in 401(k) Set Appointments Available!

Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015). Or contact Mary Christopher, ext. 3573 or mchristopher@401kexchange.com.

Lead # Area Code State Assets Appt. Date Appt Time
1 334 AL $350,000 05/18/09 10:00am
2 870 AR $1,200,000 05/20/09 2:00pm 
3 928 AZ $2,000,000 05/20/09 10:00am
4 707 CA $1,000,000 04/30/09 3:00pm 
5 650 CA * 05/13/09 3:00pm 
6 760 CA * 05/26/09 11:00am
7 850 FL $990,000 04/29/09 10:30am
8 904 FL * 05/20/09 9:30am 
9 386 FL $920,000 05/22/09 2:30pm 
10 478 GA $700,000 04/30/09 10:00am
11 478 GA $700,000 04/30/09 10:00am
12 404 GA * 05/05/09 10:00am
13 912 GA $200,000 05/06/09 11:00am
14 706 GA $400,000 05/06/09 9:00am 
15 706 GA $1,000,000 05/06/09 9:00am 
16 912 GA $2,000,000 05/18/09 4:00pm 
17 706 GA $274,000 05/21/09 1:00pm 
18 808 HI $1,000,000 05/19/09 10:00am
19 712 IA $500,000 04/27/09 1:00pm 
20 515 IA * 04/27/09 2:00pm 
21 515 IA $2,100,000 04/29/09 10:30am
22 563 IA $600,000 05/11/09 1:30pm 
23 319 IA * 05/14/09 9:00am 
24 515 IA * 05/14/09 10:30am
25 208 ID $1,000,000 04/28/09 10:30am
26 208 ID $1,700,000 04/29/09 10:00am
27 618 IL $2,500,000 04/23/09 10:00am
28 217 IL $1,000,000 05/06/09 9:00am 
29 815 IL $1,000,000 05/08/09 9:00am 
30 815 IL $1,500,000 05/08/09 9:30am 
31 815 IL $700,000 05/19/09 9:00am 
32 260 IN $1,200,000 05/05/09 10:00am
33 812 IN $400,000 05/11/09 9:00am 
34 317 IN $350,000 05/15/09 1:00pm 
35 260 IN $600,000 05/15/09 10:00am
36 765 IN * 05/20/09 10:00am
37 316 KS * 05/19/09 10:00am
38 225 LA * 05/21/09 2:00pm 
39 504 LA $2,500,000 05/28/09 9:00am 
40 301 MD * 05/06/09 9:00am 
41 207 ME $600,000 04/23/09 3:00pm 
42 248 MI $300,000 05/27/09 1:00pm 
43 231 MI $300,000 05/29/09 9:30am 
44 507 MN $600,000 05/07/09 10:00am
45 314 MO $1,000,000 05/07/09 3:00pm 
46 636 MO $16,000 05/13/09 9:30am 
47 314 MO $1,200,000 05/14/09 10:00am
48 314 MO $400,000 05/19/09 10:00am
49 601 MS $500,000 04/29/09 10:00am
50 601 MS $2,500,000 05/05/09 10:00am
51 601 MS * 05/18/09 2:00pm 
52 601 MS $1,400,000 05/26/09 3:00pm 
53 910 NC $500,000 04/29/09 10:00am
54 704 NC $450,000 05/08/09 1:30pm 
55 704 NC $200,000 05/12/09 3:00pm 
56 252 NC $500,000 05/14/09 3:00pm 
57 336 NC $700,000 05/14/09 9:00am 
58 704 NC $650,000 05/19/09 9:30am 
59 252 NC $700,000 05/19/09 10:00am
60 828 NC $170,000 05/29/09 1:00pm 
61 575 NM $930,000 05/19/09 9:00am 
62 716 NY $600,000 04/30/09 9:00am 
63 716 NY * 05/06/09 11:00am
64 716 NY $2,000,000 05/21/09 9:00am 
65 216 OH $220,000 05/06/09 10:00am
66 330 OH $700,000 05/06/09 10:00am
67 513 OH $300,000 05/11/09 11:00am
68 216 OH $160,000 05/13/09 1:30pm 
69 419 OH $700,000 05/14/09 2:00pm 
70 419 OH $1,300,000 05/14/09 2:00pm 
71 419 OH $317,000 05/15/09 10:00am
72 419 OH $600,000 05/20/09 11:00am
73 918 OK $2,000,000 05/13/09 9:00am 
74 503 OR $300,000 04/29/09 2:00pm 
75 503 OR $300,000 05/27/09 1:00pm 
76 570 PA $500,000 05/01/09 9:00am 
77 717 PA $300,000 05/12/09 10:00am
78 610 PA $300,000 05/18/09 10:00am
79 803 SC $400,000 05/14/09 3:00pm 
80 615 TN * 05/13/09 2:00pm 
81 615 TN * 05/29/09 10:00am
82 210 TX $550,000 04/30/09 10:00am
83 903 TX $990,000 05/06/09 1:30pm 
84 979 TX $500,000 05/07/09 10:00am
85 409 TX $1,300,000 05/12/09 9:00am 
86 512 TX $800,000 05/13/09 2:00pm 
87 409 TX $800,000 05/13/09 9:00am 
88 409 TX * 05/13/09 2:00pm 
89 903 TX $1,500,000 05/18/09 10:00am
90 903 TX $800,000 05/19/09 10:00am
91 979 TX * 05/20/09 9:00am 
92 210 TX $700,000 05/21/09 1:30pm 
93 806 TX $750,000 05/21/09 10:00am
94 425 WA $1,200,000 04/29/09 9:00am 
95 509 WA * 04/29/09 10:00am
96 360 WA $450,000 05/19/09 11:00am
97 608 WI $300,000 04/27/09 2:00pm 
98 920 WI * 04/28/09 10:00am
99 414 WI * 04/28/09 2:00pm 
100 608 WI $350,000 04/30/09 9:00am 
101 715 WI $2,500,000 04/30/09 10:00am
102 715 WI $730,000 05/04/09 9:00am 
103 414 WI $1,400,000 05/05/09 2:00pm 
104 715 WI * 05/05/09 10:00am
105 715 WI $300,000 05/06/09 9:30am 
106 608 WI $765,000 05/06/09 1:30pm 
107 920 WI * 05/06/09 10:00am
108 608 WI $600,000 05/07/09 9:00am 
109 414 WI * 05/12/09 9:00am 
110 920 WI * 05/20/09 10:30am
111 262 WI * 05/21/09 2:00pm 

 

 

* More information will be provided
when you speak with a 401kExchange representative.

 


 

 

Black Knight


PacificLife

Diversified Investment Advisors

BNY Mellon


DWS Investments


Paradigm


SEI - Advisor's Inner Circle Funds

JP Morgan



Columbia Management


PHOENIX

RSM McGladredy

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