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MARCH 31, 2010

NEWSLETTER SPONSORS

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Industry Insight from Fred Barstein

Watching the Immovable Object v. the Irresistible Force

 

 

AFTER THREE YEARS of what seems like an industry holding its breath with very little, if any innovation, the 401(k) industry is on the verge of significant change.  With the government breathing down our necks, lawyers threatening massive class actions, plan sponsors unwilling to change record keepers, efficient markets that fewer than ever...

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Featured Providers from Marcus Chandler

Provider Intelligence

 

 

DID YOU KNOW you can view complete provider profiles with contact information at 401kExchange.com?  Currently, there are over 40 comprehensive profiles of Record-Keepers, Bundled Providers and Investment Only firms with a dedicated focus in the DC market, all accessible to registered 401kExchange website users....

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Upcoming Event


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From Last Week's Exchange
2010 DCP Advisor Study

 
 

DEFINED CONTRIBUTION PLANS, INC. (DCP), the leading research company for DC record keeper client satisfaction founded by Warren Cormier of the Boston Research Group, is launching its 6th annual DCP Advisor Study.  Along with plan sponsors and participants, DC advisors get a unique opportunity to let record keepers know how well they are doing and how they can improve their services to advisors...

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Prospect Pipeline APPOINTMENTS
Over $80 Million in 401(k) Set Appointments Available!

Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015) or contact Melissa Nixon, ext. 3308 or mnixon@401kexchange.com.

 

Lead #

Area Code

State

Assets

Appt. Date

Appt Time

1 251 AL $300,000 4/13/10 2:30pm 
2 860 CT $600,000 4/14/10 10:00am
3 229 FL * 4/6/10 10:00am
4 850 FL $1,100,000 4/8/10 10:00am
5 305 FL $200,000 4/13/10 10:00am
6 561 FL $490,000 4/13/10 10:00am
7 305 FL $325,000 4/14/10 2:30pm 
8 706 GA $750,000 4/8/10 11:00am
9 319 IA $1,600,000 4/16/10 9:00am 
10 217 IL $2,000,000 4/14/10 10:00am
11 574 IN $300,000 4/21/10 10:00am
12 859 KY $700,000 4/6/10 11:30am
13 413 MA $400,000 4/14/10 10:00am
14 231 MI $2,100,000 4/8/10 10:00am
15 248 MI * 4/9/10 2:00pm 
16 269 MI $400,000 4/16/10 2:00pm 
17 269 MI $900,000 4/20/10 2:00pm 
18 616 MI * 4/28/10 2:00pm 
19 816 MO $2,500,000 4/6/10 2:30pm 
20 314 MO * 4/6/10 10:00am
21 816 MO $2,000,000 4/7/10 10:00am
22 314 MO $1,750,000 4/8/10 11:30am
23 314 MO $2,000,000 4/14/10 9:00am 
24 828 NC $317,000 4/6/10 10:00am
25 252 NC $600,000 4/6/10 10:00am
26 828 NC $2,200,000 4/6/10 10:00am
27 828 NC $750,000 4/7/10 4:00pm 
28 828 NC $500,000 4/9/10 10:00am
29 828 NC $1,000,000 4/13/10 9:00am 
30 336 NC $2,000,000 4/13/10 10:00am
31 402 NE $300,000 4/8/10 10:00am
32 505 NM $450,000 4/6/10 10:30am
33 740 OH $800,000 4/6/10 2:00pm 
34 614 OH $400,000 4/7/10 2:00pm 
35 419 OH $310,000 4/8/10 1:30pm 
36 330 OH $700,000 4/8/10 10:00am
37 419 OH * 4/8/10 10:00am
38 419 OH $600,000 4/14/10 9:30am 
39 580 OK $500,000 4/8/10 10:00am
40 918 OK $800,000 4/26/10 10:00am
41 814 PA $300,000 4/14/10 1:00pm 
42 570 PA * 4/29/10 10:00am
43 843 SC $400,000 4/8/10 2:00pm 
44 806 TX $390,000 4/6/10 11:30am
45 757 VA $2,900,000 4/7/10 2:00pm 
46 434 VA $1,000,000 4/8/10 9:00am 
47 703 VA * 4/8/10 3:00pm 
48 703 VA $500,000 4/13/10 10:00am
49 703 VA $300,000 4/14/10 2:00pm 
50 703 VA $700,000 4/14/10 10:30am
51 434 VA $2,000,000 4/22/10 9:30am 
52 802 VT $2,900,000 4/7/10 9:00am 
53 802 VT * 4/8/10 10:00am
54 414 WI $1,700,000 4/7/10 10:00am
55 715 WI $2,200,000 4/7/10 10:00am
56 414 WI $1,500,000 4/8/10 2:30pm 
57 715 WI $2,300,000 4/9/10 9:00am 
58 608 WI * 4/13/10 2:00pm 
59 307 WY $1,500,000 5/13/10 10:30am

 

* More information will be provided
when you speak with a 401kExchange representative.

 
 

UPCOMING EVENTS

iShares

 

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Diversified Investment Advisors line

 

JP Morgan

 

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JennisonDryden


 

MFS

 

Oppenheimer

 

PacificLife



Paradigm

 

Paradigm

 

 

Ridgeworth

 

RSM McGladrey

Transamerica 

 

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Copyright ©1996-2010 401kExchange. All Rights Reserved. Neither this newsletter nor any part of it may be reproduced without the written permission of 401kExchange, Inc. Requests for permission should be directed to editor@401kExchange.com. No information in this issue should be used as recommendation to buy or sell securities or to provide investment advice.