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FEBRUARY 11, 2009

NEWSLETTER SPONSORS

 
 
Industry Insight from Fred Barstein
January 401kExchange Opportunity Index Starts Slow
 
 

If the 401kExchange Opportunity Index¹ follows the stock market, which generally does poorly when the year starts out slowly, record keepers could face another challenging year in 2009. After the worst year of the decade in 2008, there were...
Read More

 
 
From Last Week's Exchange
2008 401kExchange Micro Market Ratings
 

WITH GROWING CONCERN about the viability and trustworthiness of traditional financial service organizations, especially banks, it is no surprise that CUNA Mutual which services and is owned by credit unions, was top rated in both the...
Read More

 

Prospect Pipeline APPOINTMENTS
Over $142 Million in 401(k) Set Appointments Available!

Appointments are currently available for sale with Plan Sponsors who want to meet face to face on a specific date and time. All appointments listed in the Weekly Exchange are subject to, but not limited to assignment, rescheduling or cancellation. These appointments are listed and available on a first-come-first-serve basis. These Leads are exclusive to one advisor for one full year. For more information, contact your Account Executive at 1-877-777-401k (4015). Or contact Mary Christopher, ext. 3573 or mchristopher@401kexchange.com.

Lead #
Area Code
State
Assets
Appt. Date
Appt. Time
1
870
AR
$1,000,000
2/17/09
10:00am
2
870
AR
$1,000,000
2/25/09
10:00am
3
559
CA
$300,000
3/10/09
9:00am 
4
530
CA
$800,000
3/10/09
10:00am
5
650
CA
*
3/17/09
9:30am 
6
559
CA
$2,500,000
3/20/09
9:00am 
7
760
CA
*
3/23/09
3:00pm 
8
626
CA
$300,000
3/25/09
9:00am 
9
805
CA
$200,000
3/26/09
2:00pm 
10
860
CT
*
3/9/09
2:00pm 
11
727
FL
$365,000
2/27/09
1:00pm 
12
305
FL
*
2/27/09
10:00am
13
321
FL
$500,000
3/18/09
9:00am 
14
407
FL
$300,000
3/19/09
3:00pm 
15
706
GA
$1,800,000
2/17/09
10:00am
16
912
GA
$600,000
2/19/09
2:00pm 
17
912
GA
$350,000
2/23/09
3:00pm 
18
706
GA
$900,000
2/23/09
10:00am
19
229
GA
$300,000
2/24/09
10:30am
20
912
GA
$450,000
2/26/09
9:00am 
21
770
GA
*
3/12/09
2:00pm 
22
912
GA
$2,000,000
3/26/09
10:00am
23
641
IA
$500,000
3/3/09
10:00am
24
208
ID
$600,000
2/25/09
9:30am 
25
208
ID
$1,600,000
3/12/09
10:00am
26
309
IL
$350,000
2/24/09
10:00am
27
217
IL
$1,000,000
3/2/09
1:30pm 
28
217
IL
$1,200,000
3/4/09
9:00am 
29
618
IL
$2,500,000
3/12/09
11:00am
30
765
IN
$300,000
2/19/09
9:00am 
31
812
IN
$990,000
2/19/09
2:00pm 
32
812
IN
$850,000
2/24/09
9:00am 
33
260
IN
$1,200,000
3/4/09
10:00am
34
812
IN
$500,000
3/9/09
10:00am
35
765
IN
$220,000
3/10/09
3:00pm 
36
316
KS
$2,900,000
3/18/09
9:00am 
37
606
KY
*
3/17/09
9:30am 
38
859
KY
$2,000,000
3/25/09
11:30am
39
504
LA
$500,000
2/19/09
10:00am
40
225
LA
$400,000
3/9/09
9:00am 
41
318
LA
$1,000,000
3/13/09
10:00am
42
617
MA
$600,000
3/13/09
2:00pm 
43
508
MA
$350,000
3/24/09
2:00pm 
44
410
MD
$700,000
3/3/09
10:00am
45
301
MD
$600,000
3/4/09
2:00pm 
46
301
MD
$1,900,000
3/4/09
10:00am
47
810
MI
$450,000
3/24/09
9:00am 
48
218
MN
$2,000,000
2/20/09
10:00am
49
651
MN
*
3/18/09
9:00am 
50
314
MO
*
3/18/09
1:00pm 
51
417
MO
$950,000
3/24/09
10:00am
52
662
MS
$300,000
3/26/09
10:00am
53
252
NC
$750,000
2/17/09
1:00pm 
54
828
NC
$300,000
2/19/09
10:00am
55
910
NC
$500,000
2/19/09
2:30pm 
56
910
NC
$300,000
2/24/09
9:00am 
57
828
NC
$800,000
2/25/09
10:00am
58
910
NC
$300,000
2/27/09
9:00am 
59
828
NC
$1,000,000
3/10/09
3:00pm 
60
828
NC
$250,000
3/12/09
3:00pm 
61
919
NC
$350,000
3/26/09
10:00am
62
716
NY
$2,000,000
3/5/09
9:00am 
63
315
NY
$1,800,000
3/10/09
9:00am 
64
518
NY
*
3/10/09
10:00am
65
718
NY
$300,000
3/12/09
4:00pm 
66
607
NY
$500,000
3/26/09
10:00am
67
518
NY
$1,500,000
3/26/09
10:00am
68
419
OH
$350,000
2/25/09
2:00pm 
69
740
OH
$300,000
3/12/09
10:00am
70
503
OR
$1,700,000
3/27/09
3:00pm 
71
814
PA
$500,000
3/13/09
10:00am
72
717
PA
*
3/24/09
2:00pm 
73
814
PA
$2,000,000
3/26/09
10:00am
74
803
SC
$400,000
2/26/09
10:00am
75
803
SC
$700,000
3/5/09
10:00am
76
803
SC
*
3/25/09
11:00am
77
864
SC
$800,000
3/31/09
2:00pm 
78
605
SD
$2,000,000
3/17/09
10:30am
79
605
SD
*
3/19/09
2:00pm 
80
423
TN
$400,000
2/18/09
3:00pm 
81
817
TX
$200,000
2/16/09
10:00am
82
409
TX
$1,700,000
2/25/09
10:00am
83
409
TX
$2,000,000
3/3/09
2:00pm 
84
214
TX
*
3/10/09
9:30am 
85
281
TX
$500,000
3/17/09
2:30pm 
86
281
TX
$550,000
3/17/09
2:30pm 
87
979
TX
*
3/17/09
9:00am 
88
801
UT
$450,000
3/4/09
9:30am 
89
801
UT
$1,300,000
3/12/09
10:00am
90
801
UT
$2,500,000
3/18/09
10:30am
91
540
VA
$525,000
2/17/09
3:00pm 
92
540
VA
$1,800,000
2/18/09
2:30pm 
93
540
VA
$300,000
3/6/09
11:00am
94
540
VA
$550,000
3/11/09
9:00am 
95
540
VA
$300,000
3/19/09
11:00am
96
802
VT
$1,200,000
3/18/09
10:30am
97
509
WA
$1,000,000
2/24/09
9:00am 
98
253
WA
$175,000
3/24/09
10:00am
99
920
WI
$500,000
2/24/09
10:00am
100
715
WI
$2,000,000
2/24/09
10:00am
101
608
WI
$2,200,000
2/25/09
10:00am
102
262
WI
$900,000
2/26/09
10:30am
103
414
WI
$300,000
2/27/09
10:00am
104
920
WI
$1,200,000
3/4/09
10:00am
105
608
WI
*
3/11/09
2:00pm 
106
715
WI
$650,000
3/12/09
10:00am
107
608
WI
$2,300,000
3/12/09
10:30am
108
608
WI
*
3/12/09
2:00pm 
109
920
WI
$2,500,000
3/16/09
9:00am 
110
608
WI
*
3/18/09
11:00am
111
920
WI
*
3/19/09
10:30am
112
715
WI
$500,000
3/23/09
9:00am 
113
715
WI
*
3/25/09
9:30am 
114
304
WV
$1,500,000
2/25/09
10:00am
115
304
WV
$250,000
3/4/09
2:00pm 
116
307
WY
$900,000
2/24/09
3:00pm 
117
307
WY
$600,000
3/12/09
10:00am

 

* More information will be provided
when you speak with a 401kExchange representative.

 


Columbia Management


Paradigm


Black Knight


PHOENIX


JP Morgan


DWS Investments

RSM McGladredy

BNY Mellon



Diversified


PacificLife

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Copyright ©1996-2009 401kExchange. All Rights Reserved. Neither this newsletter nor any part of it may be reproduced without the written permission of 401kExchange, Inc. Requests for permission should be directed to editor@401kExchange.com. No information in this issue should be used as recommendation to buy or sell securities or to provide investment advice.