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Industry Insight from Fred Barstein
401kExchange 2009 Small Market
($1 - $10 Million) Provider Ratings
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IN AN EXTREMELY
rare occurrence, all top 10 providers for investment
services were new in 2009 as compared to the top 10 in 2008
led by M&I
Institutional Trust Services.
For record keeping and administrative services, only
four providers managed a repeat in the top 10.
Those four were M&I,
Schwab, CPI (now a subsidiary of
CUNA Mutual) and DailyAccess.
OneAmerica/AUL and Alliance Benefit...
Read More
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From
Last Week's Exchange
Mid Market 2009 Ratings -
Plans with $10-$100 Million |
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LED BY
NY LIFE
which returned to the top rated position in 2009, more than
half of the top 10 rated providers in 2008 repeated in 2009.
M&I Institutional
Trust Services,
Wells Fargo,
Vanguard, Fidelity, and
Wachovia all returned, while
John Hancock
(see profile), American Funds, Schwab, and Putnam
are new to the investment service
category.
For
record keeping & administration, ING
(see profile) - formerly CitiStreet...
Read More
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Prospect Pipeline APPOINTMENTS
Over $30 Million in 401(k) Set
Appointments Available!
Appointments are currently available for
sale with Plan Sponsors who want to meet
face to face on a specific date and
time. All appointments listed in the
Weekly Exchange are subject to, but not
limited to assignment, rescheduling or
cancellation. These appointments are
listed and available on a
first-come-first-serve basis. These
Leads are exclusive to one advisor for
one full year. For more information,
contact your Account Executive at
1-877-777-401k (4015) or contact Melissa
Nixon, ext. 3308 or
mnixon@401kexchange.com.
|
Lead # |
Area Code |
State |
Assets |
Appt. Date |
Appt Time |
|
1 |
765 |
IN |
$1,000,000 |
2/25/10 |
10:00am |
|
2 |
260 |
IN |
$700,000 |
2/26/10 |
2:00pm |
|
3 |
207 |
ME |
$500,000 |
2/9/10 |
10:00am |
|
4 |
207 |
ME |
$800,000 |
2/17/10 |
9:00am |
|
5 |
616 |
MI |
$900,000 |
2/17/10 |
10:00am |
|
6 |
336 |
NC |
$800,000 |
2/16/10 |
2:00pm |
|
7 |
336 |
NC |
$2,500,000 |
2/16/10 |
2:00pm |
|
8 |
919 |
NC |
$600,000 |
2/17/10 |
3:00pm |
|
9 |
828 |
NC |
$450,000 |
2/18/10 |
10:00am |
|
10 |
919 |
NC |
$170,000 |
2/23/10 |
9:30am |
|
11 |
336 |
NC |
$600,000 |
2/23/10 |
10:00am |
|
12 |
910 |
NC |
$300,000 |
2/25/10 |
2:00pm |
|
13 |
336 |
NC |
$500,000 |
2/25/10 |
9:00am |
|
14 |
828 |
NC |
$900,000 |
2/25/10 |
9:00am |
|
15 |
575 |
NM |
$400,000 |
2/12/10 |
1:30pm |
|
16 |
702 |
NV |
$1,400,000 |
2/25/10 |
10:00am |
|
17 |
937 |
OH |
$390,000 |
2/5/10 |
10:00am |
|
18 |
419 |
OH |
$250,000 |
2/11/10 |
10:30am |
|
19 |
419 |
OH |
$1,000,000 |
2/11/10 |
10:00am |
|
20 |
216 |
OH |
$400,000 |
2/17/10 |
9:00am |
|
21 |
419 |
OH |
$500,000 |
2/17/10 |
1:00pm |
|
22 |
419 |
OH |
$425,000 |
2/23/10 |
3:00pm |
|
23 |
614 |
OH |
$750,000 |
2/23/10 |
2:30pm |
|
24 |
513 |
OH |
* |
2/23/10 |
10:00am |
|
25 |
513 |
OH |
$300,000 |
2/25/10 |
10:00am |
|
26 |
513 |
OH |
$450,000 |
2/25/10 |
10:30am |
|
27 |
360 |
OR |
$350,000 |
2/9/10 |
9:30am |
|
28 |
570 |
PA |
$1,650,000 |
2/18/10 |
10:00am |
|
29 |
803 |
SC |
$900,000 |
2/10/10 |
2:00pm |
|
30 |
931 |
TN |
$400,000 |
2/12/10 |
9:00am |
|
31 |
901 |
TN |
$600,000 |
2/23/10 |
10:00am |
|
32 |
731 |
TN |
$200,000 |
2/25/10 |
10:30am |
|
33 |
940 |
TX |
$700,000 |
2/25/10 |
2:00pm |
|
34 |
540 |
VA |
$400,000 |
2/8/10 |
2:00pm |
|
35 |
253 |
WA |
$250,000 |
2/15/10 |
2:30pm |
|
36 |
509 |
WA |
$1,000,000 |
2/25/10 |
10:00am |
|
37 |
715 |
WI |
$1,700,000 |
2/11/10 |
10:00am |
|
38 |
608 |
WI |
$2,000,000 |
2/16/10 |
10:00am |
|
39 |
920 |
WI |
$600,000 |
2/19/10 |
9:00am |
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40 |
262 |
WI |
$150,000 |
2/24/10 |
9:00am |
* More information will be provided
when you speak with a 401kExchange
representative. |
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